Statement of Changes in Beneficial Ownership (4)
November 13 2015 - 09:50AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HAHL WILLIAM R
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2. Issuer Name
and
Ticker or Trading Symbol
SEACOAST BANKING CORP OF FLORIDA
[
SBCF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Exec. VP & former CFO
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(Last)
(First)
(Middle)
SEACOAST BANKING CORP. OF FLORIDA, P.O. BOX 9012
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/10/2015
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(Street)
STUART, FL 34995
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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11/10/2015
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J
(1)
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5798.93
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D
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$15.51
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0
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D
(2)
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Common Stock
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10839.8
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D
(3)
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Common Stock
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12318
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D
(4)
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Common Stock
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78
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D
(5)
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Common Stock
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649
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D
(6)
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Common Stock
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20
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Common Stock Right to Buy
(7)
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$11.00
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6/28/2014
(8)
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6/27/2023
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Common Stock
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5000
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5000
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D
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Stock-settled Stock Appreciation Rights
(9)
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$111.10
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4/2/2012
(10)
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4/2/2017
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Common Stock
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3909
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3909
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D
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Stock-settled Stock Appreciation Rights
(9)
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$133.60
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5/16/2011
(10)
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5/16/2016
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Common Stock
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1470
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1470
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D
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Explanation of Responses:
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(
1)
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Disposition of share equivalents held in Seacoast Stock Fund in Company's Retirement Savings Plan
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(
2)
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Represents shares held in the Company's Retirement Savings Plan.
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(
3)
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Held jointly with spouse
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(
4)
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Represents unvested shares in performance based restricted stock award granted under Seacoast's 2008 Long-Term Incentive Plan on August 23, 2011 ("Grant Date"). These awards vest in their entirety on the fifth anniversary of the Grant Date, provided Mr. Hahl is employed by the Company or a subsidiary on such date.
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(
5)
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Held as custodian for granddaughters
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(
6)
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Held in IRA
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(
7)
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Granted pursuant to Seacoast Banking Corporation of Florida's 2013 Incentive Plan
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(
8)
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Vests over 5 years at the rate of 20% on the first anniversary of the date of grant (the date indicated) and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continue employment.
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(
9)
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Granted pursuant to Seacoast Banking Corporation of Florida's 2000 Long-Term Incentive Plan
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(
10)
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Date fully vested
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HAHL WILLIAM R
SEACOAST BANKING CORP. OF FLORIDA
P.O. BOX 9012
STUART, FL 34995
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Exec. VP & former CFO
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Signatures
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Sharon Mehl as Power of Attorney for William R. Hahl
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11/13/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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