UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM SD
 
 
Specialized Disclosure Report
 
KLA-TENCOR CORPORATION
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
000-09992
04-2564110
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
One Technology Drive, Milpitas, California
95035
(Address of principal executive offices)
(Zip Code)
 
 
 
Scott Bostic (408) 875-8050
(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.
 
 








Section 1 - Conflict Minerals Disclosure
Item 1.01
Conflict Minerals Disclosure and Report
A copy of the Conflict Minerals Report of KLA-Tencor Corporation (the “Company”) for the reporting period from January 1, 2014 to December 31, 2014 is filed as Exhibit 1.01 to this Specialized Disclosure Report on Form SD and is publicly available at http://ir.kla-tencor.com/.
The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference into this Form SD or the attached Conflict Minerals Report.
Item 1.02
Exhibit
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and this Form SD, the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form SD.
The information in Items 1.01 and 1.02 of this Specialized Disclosure Report on Form SD and the exhibit attached hereto shall not be deemed incorporated by reference in any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed herewith:
Exhibit No.
 
Description
 
 
1.01
 
KLA-Tencor Corporation Conflict Minerals Report for the reporting period from January 1, 2014 to December 31, 2014


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
 
 
 
 
 
 
 
 
 
KLA-TENCOR CORPORATION
 
 
 
 
Date: May 28, 2015
 
 
 
By:
 
/s/ VIRENDRA A. KIRLOSKAR
 
 
 
 
Name:
 
Virendra A. Kirloskar
 
 
 
 
Title:
 
Senior Vice President and
Chief Accounting Officer







Exhibit 1.01
KLA-Tencor Corporation
Conflict Minerals Report for the
Reporting Period from January 1, 2014 to December 31, 2014

Introduction
This Conflict Minerals Report for KLA-Tencor Corporation (“Company,” “we,” or “our”) for the reporting period from January 1, 2014 to December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals (as that term is defined below) as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes certain reporting obligations on each U.S. publicly traded company whose manufactured products contain columbite-tantalite, cassiterite, wolframite (or their derivatives tantalum, tin and tungsten, respectively), or gold (collectively referred to as “conflict minerals,” regardless of their geographic origin and whether or not they fund armed conflict in the Democratic Republic of Congo or adjoining countries (collectively, the “Covered Countries”)) that are necessary to the functionality or production of the company’s products. In summary, the Rule requires each of these U.S. publicly traded companies to conduct a reasonable inquiry with respect to the sourcing of the conflict materials that such company uses in its products and file a description of the inquiry performed and the results of such inquiry on Form SD. If a company determines or has reason to believe that these conflict minerals may have originated or did originate from the Covered Countries, and were not or may not be derived from scrap or recycled sources, the Rule requires such company to exercise due diligence on the source and chain of custody of the conflict minerals, including making an effort to determine whether trade in these minerals directly or indirectly finances or benefits armed groups in the Covered Countries, and to provide a Conflict Minerals Report as an exhibit to its Form SD.
KLA-Tencor is committed to complying with the Rule. KLA-Tencor does not have a direct relationship with conflict minerals smelters or refiners. Accordingly, with respect to the classification and certification of smelters and refiners, we have relied upon the activities and conclusions of the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative (“EICC-GeSI”) Conflict-Free Smelter Program (“CFSP”) and smelter information provided by the Conflict Free Sourcing Initiative (“CFSI”).
Company Business and Products
KLA-Tencor Corporation is a leading supplier of process control and yield management solutions for the semiconductor and related nanoelectronics industries. Our broad portfolio of defect inspection and metrology products and related service, software and other offerings primarily supports integrated circuit (“IC”) manufacturers throughout the entire semiconductor fabrication process, from research and development to final volume production. We provide leading-edge equipment, software and support that enable IC manufacturers to identify, resolve and manage significant advanced technology manufacturing process challenges and obtain higher finished product yields at lower overall cost. In addition to serving the semiconductor industry, we also provide a range of technology solutions to a number of other high technology industries, including the light emitting diode and data storage industries, as well as general materials research. Metals included in the definition of “conflict minerals” are generally used throughout electronic components for reasons necessary to their functionality. Therefore, we believe that KLA-Tencor products contain conflict minerals that are necessary to the products’ functionality.
Reasonable Country of Origin Inquiry
For the reporting period we conducted a reasonable country of origin inquiry on the conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture, during the reporting period.

1


We have worked with certain third-party service providers to contact the suppliers of components that potentially contain conflict minerals. We made reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components these suppliers supplied to us for use in the products that we manufactured, or contracted to manufacture, during the reporting period. We have required these suppliers to provide conflict minerals use and sourcing information in the form of the EICC-GeSI Conflict Minerals Reporting Template (the “Template”). Some suppliers provided responses with information for their company as a whole rather than the specific components that we purchase from them (referred to as the “declaration scope” within the Template). In those instances, the exact mapping of a supplier’s sourcing statements to our specific components was less certain. For example, if a supplier that manufactured many different components had produced only one component that contained necessary conflict minerals that were not found to be conflict-free, this would tend to also be the supplier’s conclusion at their company level, even if the vast majority of their other products were otherwise conflict-free.
Pursuant to the Rule, we undertook due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe, based on our suppliers’ responses, may have originated from the Covered Countries and may not have come from scrap or recycled sources.
Design of Conflict Minerals Program
We designed our conflict minerals program to be in conformance with the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Second Edition and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the “OECD Guidance”). Summarized below are the design components of our conflict minerals program as they relate to the five-step framework set forth in the OECD Guidance.

1.
Establish strong company management systems:
a.
Publicly communicate our conflict minerals sourcing policy on our corporate website. Please see Section D of our Supply Chain Product Regulatory Compliance page at www.kla-tencor.com/company/supply-chain-product-regulatory-compliance.html. The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report or in KLA-Tencor’s Specialized Disclosure Report on Form SD.
b.
Operate an internal conflict minerals team led by our Corporate Procurement organization and supported by a cross-departmental team consisting of representatives of a number of internal groups, including Corporate Product Regulatory Compliance, Internal Audit, Finance, Legal, Information Technology and Global Operations, as well as third-party service providers.
c.
Hold regular meetings of our internal conflict minerals team and provide quarterly summaries of the status of the conflict minerals program to our senior management. Our senior management, in turn, reports the results to the Audit Committee of our Board of Directors.
d.
Use recognized due diligence tools created by the CFSI in the evaluation of supplier responses regarding smelters and refiners of necessary conflict minerals that may be used in our products.
e.
Incorporate supply chain regulatory compliance requirements into our standard template for supplier contracts so that suppliers comply with our policy on conflict minerals.
f.
Retain records in accordance with our internal record retention policy.
g.
Establish a hotline and website for use by employees, as well as third parties such as suppliers and customers, to report actual or suspected wrongdoing or other grievances and answer questions about business conduct, including reports or questions regarding our use of conflict minerals. The hotline and website are both operated by an independent third party, which provides tools to enable individuals to submit reports in a number of different languages and, where permitted by law, on an anonymous basis.
2.
Identify and assess risks in our supply chain:
a.
Identify the suppliers that provide components that potentially incorporate conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture.
b.
Contact the suppliers of components that potentially contain conflict minerals and use the Template to capture the suppliers’ responses.
c.
Use reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components our suppliers provided to us that are incorporated into the products that we manufactured, or contracted to manufacture, during the reporting period.
d.
Contact the suppliers that did not respond to the Template request and request their responses.

2


e.
Conduct due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe may have originated from the Covered Countries and may not have come from scrap or recycled sources.
f.
Compare responses provided against the list of facilities that have received a “conflict free” designation from the CFSP.
g.
Document the country of origin information for the smelters and refiners identified by the supply chain responses using CFSI data.
3.
Design and Implement a strategy to respond to identified risks:
a.
Verify smelters and refiners identified in response to the Template against the CFSI list provided as part of our membership in the CFSI.
b.
Report our findings to senior management, outlining the information gathered and the actual and potential identified risks and any required action plans. The action plans will vary depending on the results of our due diligence efforts and the risks identified in any particular year.
c.
Implement required action plans and report results to senior management.

4.
Independent third party audits of smelters and refiners sourcing:
a.
Participate in the CFSI and rely upon the CFSI to perform audits of smelters and refiners, and certify them as conflict-free.
b.
Provide to CFSI the smelters and refiners identified by our suppliers that are not on the CFSI list.
5.
Report on supply chain due diligence:
a.
Report to the SEC annually our supply chain due diligence on a Form SD and conflict minerals report.
b.
Publicly communicate our Form SD and conflict minerals report on our website at http://ir.kla-tencor.com/sec.cfm.
Due Diligence Design
The measures we took to exercise due diligence on the source and chain of custody of the necessary conflict minerals in our products are consistent with the framework set forth in the OECD Guidance.
Due Diligence Performed
Our due diligence process consists of the systematic review and analysis of the responses that were provided to us by our suppliers, as well as communication and follow-up with our suppliers based on the results of our review, in an effort to identify the source and chain of custody of the conflict minerals necessary to our products. We initially screened supplier survey responses for completeness, accuracy and internal consistency. Where suppliers provided information that was incomplete or appeared incorrect, we sought additional data from such suppliers to clarify or correct the originally provided information. We compared the information provided by the suppliers’ responses to the Template against our applicable internal component descriptions to confirm consistency between the various data sources regarding the presence of conflict minerals. In the case of conflict minerals that may have originated in the Covered Countries, we reviewed the data contained in the applicable responses to the Template against CFSI data to make a determination about the national origin of the conflict minerals or about the related smelters. We used the CFSI information to identify legitimate smelters and refiners and smelters and refiners that were either compliant to, or active in, the CFSP.
Facilities Used to Process Necessary Conflict Minerals
Appendix A is a list of the entities that were identified by our suppliers as the smelters or refiners that process the necessary conflict minerals in the suppliers’ products that either (a) are compliant with the EICC-GeSI CFSP assessment (Section 1 of Appendix A) or (b) have been verified by EICC-GeSI as smelters or refiners but have not yet completed the process of being designated as conflict-free per the CFSP assessment (Section 2 of Appendix A). Since some of the declarations we received from our suppliers were at a company level (and not a component-specific level), we do not know with certainty that each smelter listed on Appendix A actually processed conflict minerals that were used in components we purchased. We also received responses from suppliers listing smelters or refiners that have not yet been verified as smelters or refiners by EICC-GeSI. Additionally, we received responses that indicated that some conflict minerals were obtained from scrap or recycled sources.


3


Risk Mitigation/Improvements
The activities described above were intended to examine and mitigate the risk that our necessary conflict minerals benefited armed groups in the Covered Countries. 
We made improvements over the previous reporting period by (a) obtaining membership in the CFSI to obtain further details regarding mines utilized by smelters compliant or not compliant with the CFSP; (b) reviewing and identifying non-verified smelters and refiners through the use of CFSI information and reporting these smelters and refiners to CFSI for additional verification and outreach; (c) working with suppliers to improve the accuracy and completeness of their responses by investigating contradictory statements between our information and our supplier’s Template responses related to the inclusion of conflict minerals in products provided to us; (d) identifying a greater percentage of smelters and refiners; and (e) focusing on and achieving a higher supplier response rate to the Template.
We intend to take the following steps to further enhance our due diligence in future years: (a) investigate further details regarding mines utilized by smelters compliant with CFSP; (b) improve our review of non-verified smelters and refiners; (c) work with suppliers to improve the accuracy and completeness of their responses; (d) request more component-level responses (rather than company-level responses) from suppliers; and (e) drive the sourcing of conflict free components in our design and engineering programs.
Forward-Looking Statements: Statements in this Conflict Minerals Report other than historical facts, such as statements regarding our intentions to investigate further details regarding mines utilized by smelters compliant with CFSP, improve our review of non-verified smelter and refiner names, work with our suppliers to improve the accuracy and completeness of their responses; request more component-level responses (rather than company-level responses) from our suppliers and drive the sourcing of conflict free components in our design and engineering programs, are forward-looking statements, and are subject to the Safe Harbor provisions created by the Private Securities Litigation Reform Act of 1995. These forward-looking statements are based on current information and expectations, and involve a number of risks and uncertainties. Actual results may differ materially from those projected in such statements due to various factors, including but not limited to: our ability to use alternate suppliers, the inaccuracy of the information reported to us by our direct suppliers or industry information used by us; and the risk that smelters or refiners may not participate in the CFSP. For other factors that may cause actual results to differ materially from those projected and anticipated in forward-looking statements in this Conflict Minerals Report, please refer to the Company’s Annual Report on Form 10-K for the year ended June 30, 2014, subsequently filed Quarterly Reports on Form 10-Q and other filings with the SEC (including, but not limited to, the risk factors described therein). The Company assumes no obligation to, and does not currently intend to, update these forward-looking statements, except as required by law.





4


Appendix A
Section 1.
Smelters or refiners that are compliant with the EICC-GeSI CSFP assessment as of March 31, 2015.
Metal
Smelter: Smelter Name
Smelter ID
Gold
Aida Chemical Industries Co. Ltd.
CID000019
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
CID000035
Gold
AngloGold Ashanti Córrego do Sítio Mineração
CID000058
Gold
Argor-Heraeus SA
CID000077
Gold
Asahi Pretec Corporation
CID000082
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CID000103
Gold
Aurubis AG
CID000113
Gold
Boliden AB
CID000157
Gold
C. Hafner GmbH + Co. KG
CID000176
Gold
CCR Refinery Glencore Canada Corporation
CID000185
Gold
Chimet S.p.A.
CID000233
Gold
Dowa
CID000401
Gold
Eco-System Recycling Co., Ltd.
CID000425
Gold
Heimerle + Meule GmbH
CID000694
Gold
Heraeus Ltd. Hong Kong
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
CID000711
Gold
Ishifuku Metal Industry Co., Ltd.
CID000807
Gold
Istanbul Gold Refinery
CID000814
Gold
Japan Mint
CID000823
Gold
Johnson Matthey Inc
CID000920
Gold
Johnson Matthey Ltd
CID000924
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000927
Gold
JX Nippon Mining & Metals Co., Ltd.
CID000937
Gold
Kazzinc Ltd
CID000957
Gold
Kennecott Utah Copper LLC
CID000969
Gold
Kojima Chemicals Co., Ltd
CID000981
Gold
L' azurde Company For Jewelry
CID001032
Gold
LS-NIKKO Copper Inc.
CID001078
Gold
Materion
CID001113
Gold
Matsuda Sangyo Co., Ltd.
CID001119
Gold
Metalor Technologies (Hong Kong) Ltd
CID001149
Gold
Metalor Technologies (Singapore) Pte. Ltd.
CID001152
Gold
Metalor Technologies SA
CID001153
Gold
Metalor USA Refining Corporation
CID001157
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
CID001161
Gold
Mitsubishi Materials Corporation
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd.
CID001193
Gold
MMTC-PAMP India Pvt. Ltd
CID002509
Gold
Nadir Metal Rafineri San. Ve Tic. A
CID001220
Gold
Nihon Material Co. LTD
CID001259
Gold
Ohio Precious Metals, LLC
CID001322
Gold
Ohura Precious Metal Industry Co., Ltd
CID001325
Gold
OJSC Krastvetmet
CID001326
Gold
PAMP SA
CID001352
Gold
PT Aneka Tambang (Persero) Tbk
CID001397

A-1


Metal
Smelter: Smelter Name
Smelter ID
Gold
PX Précinox SA
CID001498
Gold
Rand Refinery (Pty) Ltd
CID001512
Gold
Republic Metals Corporation
CID002510
Gold
Royal Canadian Mint
CID001534
Gold
Schone Edelmetaal
CID001573
Gold
SEMPSA Joyería Platería SA
CID001585
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd
CID001736
Gold
Singway Technology Co., Ltd.
CID002516
Gold
Sumitomo Metal Mining Co., Ltd.
CID001798
Gold
Tanaka Kikinzoku Kogyo K.K.
CID001875
Gold
The Refinery of Shandong Gold Mining Co. Ltd
CID001916
Gold
Tokuriki Honten Co., Ltd.
CID001938
Gold
Umicore Brasil Ltda
CID001977
Gold
Umicore Precious Metals Thailand
CID002314
Gold
Umicore SA Business Unit Precious Metals Refining
CID001980
Gold
United Precious Metal Refining, Inc.
CID001993
Gold
Valcambi SA
CID002003
Gold
Western Australian Mint trading as The Perth Mint
CID002030
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CID000211
Tantalum
Conghua Tantalum and Niobium Smeltry
CID000291
Tantalum
D Block Metals, LLC
CID002504
Tantalum
Duoluoshan
CID000410
Tantalum
Exotech Inc.
CID000456
Tantalum
F&X Electro-Materials Ltd.
CID000460
Tantalum
FIR Metals & Resource., Ltd.
CID002505
Tantalum
Global Advanced Metals Aizu
CID002558
Tantalum
Global Advanced Metals Boyertown
CID002557
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CID000616
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CID002501
Tantalum
H.C. Starck Co., Ltd.
CID002544
Tantalum
H.C. Starck GmbH Goslar
CID002545
Tantalum
H.C. Starck GmbH Laufenburg
CID002546
Tantalum
H.C. Starck Hermsdorf GmbH
CID002547
Tantalum
H.C. Starck Inc.
CID002548
Tantalum
H.C. Starck Ltd.
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co.KG
CID002550
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002492
Tantalum
Hi-Temp Specialty Metals, Inc.
CID000731
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., LTD
CID002512
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CID000917
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co, Ltd
CID002506
Tantalum
KEMET Blue Metals
CID002539
Tantalum
KEMET Blue Powder
CID002568
Tantalum
King-Tan Tantalum Industry Ltd
CID000973
Tantalum
LSM Brasil S.A.
CID001076
Tantalum
Metallurgical Products India (Pvt.) Ltd.
CID001163
Tantalum
Mineração Taboca S.A.
CID001175

A-2


Metal
Smelter: Smelter Name
Smelter ID
Tantalum
Mitsui Mining & Smelting
CID001192
Tantalum
Molycorp Silmet A.S.
CID001200
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CID001277
Tantalum
Plansee SE Liezen
CID002540
Tantalum
Plansee SE Reutte
CID002556
Tantalum
QuantumClean
CID001508
Tantalum
RFH Tantalum Smeltry Co., Ltd
CID001522
Tantalum
Solikamsk Magnesium Works OAO
CID001769
Tantalum
Taki Chemicals
CID001869
Tantalum
Telex
CID001891
Tantalum
Ulba
CID001969
Tantalum
XinXing HaoRong Electronic Material CO.,LTD
CID002508
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CID002307
Tantalum
Zhuzhou Cement Carbide
CID002232
Tin
Alpha
CID000292
Tin
CV United Smelting
CID000315
Tin
Dowa
CID000402
Tin
EM Vinto
CID000438
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CID000538
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CID000244
Tin
Magnu's Minerais Metais e Ligas LTDA
CID002468
Tin
Malaysia Smelting Corporation (MSC)
CID001105
Tin
Melt Metais e Ligas S/A
CID002500
Tin
Metallo Chimique
CID001143
Tin
Mineração Taboca S.A.
CID001173
Tin
Minsur
CID001182
Tin
Mitsubishi Materials Corporation
CID001191
Tin
OMSA
CID001337
Tin
PT ATD Makmur Mandiri Jaya
CID002503
Tin
PT Babel Inti Perkasa
CID001402
Tin
PT Bangka Putra Karya
CID001412
Tin
PT Bangka Tin Industry
CID001419
Tin
PT Belitung Industri Sejahtera
CID001421
Tin
PT Bukit Timah
CID001428
Tin
PT DS Jaya Abadi
CID001434
Tin
PT Eunindo Usaha Mandiri
CID001438
Tin
PT Mitra Stania Prima
CID001453
Tin
PT Prima Timah Utama
CID001458
Tin
PT REFINED BANGKA TIN
CID001460
Tin
PT Sariwiguna Binasentosa
CID001463
Tin
PT Stanindo Inti Perkasa
CID001468
Tin
PT Tambang Timah
CID001477
Tin
PT Timah (Persero), Tbk
CID001482
Tin
PT Tinindo Inter Nusa
CID001490
Tin
Thaisarco
CID001898
Tin
White Solder Metalurgia e Mineração Ltda.
CID002036
Tin
Yunnan Tin Company, Ltd.
CID002180
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000875
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID002315

A-3


Metal
Smelter: Smelter Name
Smelter ID
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CID002494
Tungsten
Global Tungsten & Powders Corp.
CID000568
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CID000769
Tungsten
Japan New Metals Co., Ltd.
CID000825
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CID002319
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd
CID002011
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CID002320
Tungsten
Xiamen Tungsten Co., Ltd.
CID002082
Section 2.
Smelters or refiners that have been verified by EICC-GeSI as smelters or refiners but have not yet completed the process of being designated as compliant with the EICC-GeSI CFSP assessment as of March 31, 2015.
Metal
Smelter: Smelter Name
Smelter ID
Gold
Asaka Riken Co Ltd
CID000090
Gold
Cendres + Métaux SA
CID000189
Gold
Chugai Mining
CID000264
Gold
Do Sung Corporation
CID000359
Gold
Hwasung CJ Co. Ltd
CID000778
Gold
Korea Metal Co. Ltd
CID000988
Gold
Sabin Metal Corp.
CID001546
Gold
Samduck Precious Metals
CID001555
Gold
SAMWON METALS Corp.
CID001562
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
CID001756
Gold
Torecom
CID001955
Gold
YAMAMOTO PRECIOUS METAL CO., LTD.
CID002100
Gold
Yokohama Metal Co Ltd
CID002129
Tantalum
Tranzact, Inc.
CID002571
Tin
China Tin Group Co., Ltd.
CID001070
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CID000278
Tin
Cooper Santa
CID000295
Tin
CV Gita Pesona
CID000306
Tin
CV Nurjanah
CID000309
Tin
CV Serumpun Sebalai
CID000313
Tin
Fenix Metals
CID000468
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID002573
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
CID001314
Tin
O.M. Manufacturing Philippines, Inc.
CID002517
Tin
PT Artha Cipta Langgeng
CID001399
Tin
PT BilliTin Makmur Lestari
CID001424
Tin
PT Inti Stania Prima
CID002530
Tin
PT JusTindo
CID000307
Tin
PT Karimun Mining
CID001448
Tin
PT Panca Mega Persada
CID001457
Tin
PT Sumber Jaya Indah
CID001471
Tin
Rui Da Hung
CID001539
Tin
Soft Metais, Ltda.
CID001758
Tin
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CID002158

A-4


Metal
Smelter: Smelter Name
Smelter ID
Tungsten
A.L.M.T. TUNGSTEN Corp.
CID000004
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CID002513
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CID000258
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CID002518
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CID000345
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CID000499
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CID000868
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CID000218
Tungsten
H.C. Starck GmbH
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
CID002542
Tungsten
Hunan Chenzhou Mining Group Co., Ltd.
CID000766
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002551
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002318
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002317
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002316
Tungsten
Kennametal Fallon
CID000966
Tungsten
Kennametal Huntsville
CID000105
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
CID002543
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
CID001889
Tungsten
Wolfram Bergbau und Hütten AG
CID002044
Tungsten
Wolfram Company CJSC
CID002047
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CID002095


A-5
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