Current Report Filing (8-k)
July 17 2015 - 4:47PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) July 17, 2015
GOLDEN ENTERPRISES,
INC.
(Exact
name of registrant as specified in its charter)
DELAWARE
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0-4339
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63-0250005
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer ID No.)
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One Golden Flake Drive, Birmingham,
Alabama
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35205
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s telephone number, including
area code: (205) 458-7316
N/A
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 4.01 Changes in Registrant’s Certifying Accountant
(a) Previous
independent registered public accounting firm
On July 16, 2015, the Audit Committee of the Board of Directors of
Golden Enterprises, Inc ( “Registrant” or “Company”), notified Dudley,
Hopton-Jones, Sims, & Freeman PLLP (“Dudley Hopton”) that it was
dismissing Dudley Hopton as its independent registered public accounting
firm effective for interim and annual periods beginning with the first
quarter of fiscal year ending June 3, 2016.
The reports of Dudley Hopton on the financial statements of
the Registrant for the past two fiscal years contained no adverse
opinion or disclaimer of opinion and were not qualified or modified as
to uncertainty, audit scope or accounting principle.
In accordance with Regulation S-K Item 304(a)(1)(ii) for the past two
fiscal years and the subsequent interim periods there have been no
disagreements with Dudley Hopton on any matter of accounting principles
or practices, financial statement disclosure or auditing scope or
procedure, which disagreements, if not resolved to the satisfaction of
Dudley Hopton, would have caused them to make reference to the subject
matter of the disagreement(s) in connection with its reports on the
financial statements for such years. Also, there have been no
“reportable events” as that term is described in Item 304(a)(1)(v) of
Regulation S-K.
The Registrant has provided Dudley Hopton with a copy of this Form 8-K,
and has requested that Dudley Hopton furnish a letter addressed to the
Securities and Exchange Commission stating whether or not it agrees with
the above statements and, if not, stating the respects in which it does
not agree. A copy of such letter, dated July 16, 2015, indicating that
Dudley Hopton is in agreement with such disclosures, is filed as Exhibit
16.1 to this Form 8-K.
(b) New independent registered public accounting firm
On July 16, 2015, the Audit Committee of the Board of Directors of the
Registrant engaged Carr, Riggs & Ingram, LLC (“CRI”) as the Registrant’s
independent registered public accountant effective for fiscal quarter
ending August 28, 2015. In deciding to select CRI, the Audit Committee
reviewed auditor independence issues and existing commercial
relationships with CRI and concluded that CRI has no commercial
relationship with the Company that would impair its independence for the
fiscal year ended June 3, 2016. During the Company’s two most recent
fiscal years and the subsequent interim period through July 16, 2015,
the Company did not consult with CRI with respect to any of the matters
or events listed in Regulation S-K Item 304(a)(2).
Item 9.01 Exhibits
(d) The following exhibits are filed with this report:
Exhibit
Number Description
16.1 Letter
from Dudley, Hopton-Jones, Sims & Freeman PLLP
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Birmingham, State
of Alabama, on the 16th day of July, 2015.
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GOLDEN ENTERPRISES, INC.
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By:
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/s/ Patty Townsend
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Patty Townsend
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Chief Financial Officer
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Exhibit 16.1
July 16, 2015
U.S. Securities and Exchange
Commission
Office
of the Chief Accountant
100
F Street, NE
Washington,
DC 20549
Re:
Golden Enterprises, Inc.
File
No. 0-4339
Dear
Sir or Madam,
We
have read item 4.01 of Form 8-K of Golden Enterprises, Inc. dated July
16, 2015, and agree with the statements concerning our Firm contained
therin.
Sincerely,
Golden Enterprises, Inc. (MM) (NASDAQ:GLDC)
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