UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

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E*TRADE Financial Corporation

(Name of registrant as specified in its charter)

(Name of person(s) filing proxy statement, if other than the registrant)

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***  Exercise Your Right to Vote  ***

Important Notice Regarding the Availability of Proxy Materials for the

Shareholder Meeting to Be Held on May 7, 2015.

 

        

 

Meeting Information

E*TRADE FINANCIAL CORPORATION

     

 

Meeting Type:                Annual Meeting

         For holders as of:           March 9, 2015
         Date: May 7, 2015           Time: 8:30 AM

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E*TRADE FINANCIAL CORPORATION

1271 AVENUE OF THE AMERICAS

14TH FLOOR

NEW YORK, NY 10020

 

 

 

     

Location:  Time Life Conference Center

                   1271 Avenue of the Americas

                   2nd Floor - Room # 1

                   New York, NY 10020

     

 

You are receiving this communication because you hold shares in the company named above.

     

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

        

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

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See the reverse side of this notice to obtain proxy materials and voting instructions.

 

        
        
        


  

—  Before You Vote  —

How to Access the Proxy Materials

 

     Proxy Materials Available to VIEW or RECEIVE:
    

 

NOTICE AND PROXY STATEMENT            ANNUAL REPORT

    

 

How to View Online:

     Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com.
    

 

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If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

    

 

                                 1) BY INTERNET:            www.proxyvote.com

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Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 23, 2015 to facilitate timely delivery.

 

  

 

  How To Vote  

Please Choose One of the Following Voting Methods

 

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   Vote In Person: Many shareholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.
  

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

  

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 


  Voting Items    
  The Board of Directors recommends you vote FOR the following:
  1.   Election of Directors:
    1a.   Richard J. Carbone  
    1b.   James P. Healy  
    1c.   Paul T. Idzik  
    1d.   Frederick W. Kanner  
    1e.   James Lam  
    1f.   Rodger A. Lawson  
    1g.   Shelley B. Leibowitz  
    1h.   Rebecca Saeger  
    1i.   Joseph L. Sclafani  
    1j.   Gary H. Stern  
    1k.   Donna L. Weaver  

 

 

 

The Board of Directors recommends you vote FOR the following proposal:
2.   To approve the adoption of the 2015 Omnibus Incentive Plan
The Board of Directors recommends you vote FOR the following advisory proposal:
3.   To approve the compensation of the Named Executive Officers, as disclosed in the Proxy Statement for the 2015 Annual Meeting
The Board of Directors recommends you vote FOR the following proposal:
4.   To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2015
NOTE: In their discretion, the proxies are authorized to vote on such other business as may properly come before the meeting or any adjournment thereof.
 

 

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