DJ CFA SOURCE: SEC 13F-HR
FILER: QVT Financial LP
QUARTER ENDED: 09/30/2013
SEC RECEIVED: 11/14/2013
Up to 200 of the largest sales of QVT Financial LP are listed
below, ordered by the number of shares sold during the three months
ended Sep. 30.
Company Name Value Holdings Change
E TRADE FINANCIAL CORP COM $16,772,547 1,016,518 (2,746,975)
VIVUS INC COM $68,148,056 7,327,748 (1,018,949)
REPROS THERAPEUTICS INC COM $8,089,151 301,834 (938,754)
SYNTA PHARMACEUTICALS CORP CO $11,044,298 1,750,285 (680,700)
ARRAY BIOPHARMA INC COM $17,904,892 2,878,600 (558,693)
SCORPIO TANKERS INC COM $31,994,100 3,278,084 (500,000)
DST SYSTEMS INC COM $7,682,997 101,883 (371,900)
TRANSOCEAN LTD COM $7,344,414 165,043 (331,300)
INTERMUNE INC COM $39,118,538 2,543,468 (318,400)
CLOVIS ONCOLOGY INC COM $20,973,568 344,960 (272,718)
MEDIVATION INC COM $18,289,372 305,128 (242,500)
PHARMACYCLICS INC COM $47,605,821 344,321 (175,661)
CAPITAL ONE FINANCIAL CORP CO $43,226,118 628,835 (149,400)
GREEN DOT CORP CL A $36,799,914 1,397,642 (96,539)
HALOZYME THERAPEUTICS INC COM $49,898,592 4,519,800 (81,700)
WELLS FARGO & CO COM $14,226,145 344,292 (75,000)
JPMORGAN CHASE & CO INC COM $30,893,045 597,660 (23,800)
13F data provided by: FactSet Research Systems Inc.; Please send
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Research Systems, 2013. All Rights Reserved.