Statement of Beneficial Ownership (sc 13d)
January 21 2016 - 5:07PM
Edgar (US Regulatory)
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D |
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Under the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
Arnold Brier, Esq.
Vice President, General Counsel
Yardi Systems, Inc.
430 South Fairview Avenue
Santa Barbara, California 93117
(805) 699-2040
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
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CUSIP No. 292764107 |
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1 |
Names of Reporting Persons
Yardi Systems, Inc. |
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
x |
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3 |
SEC Use Only |
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4 |
Source of Funds (See Instructions)
WC |
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6 |
Citizenship or Place of Organization
California |
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
7 |
Sole Voting Power
2,340,000 |
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8 |
Shared Voting Power
-0- |
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9 |
Sole Dispositive Power
2,340,000 |
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10 |
Shared Dispositive Power
-0- |
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,340,000 |
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) x |
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13 |
Percent of Class Represented by Amount in Row (11)
7.6% |
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14 |
Type of Reporting Person (See Instructions)
CO |
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2
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CUSIP No. 292764107 |
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1 |
Names of Reporting Persons
Anant Yardi |
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
x |
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3 |
SEC Use Only |
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4 |
Source of Funds (See Instructions)
PF |
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6 |
Citizenship or Place of Organization
United States of America |
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With |
7 |
Sole Voting Power
2,900,000 |
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8 |
Shared Voting Power
-0- |
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9 |
Sole Dispositive Power
2,900,000 |
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10 |
Shared Dispositive Power
-0- |
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,900,000 |
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13 |
Percent of Class Represented by Amount in Row (11)
9.4% |
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14 |
Type of Reporting Person (See Instructions)
IN |
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3
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Item 1. |
Security and Issuer |
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This statement on Schedule 13D relates to the Common Stock, par value $0.001 (the “Shares”), of EnerNOC, Inc., a Delaware corporation (the “Company”). The principal executive offices of the Company are located at One Marina Park Drive, Suite 400, Boston, Massachusetts 02210. |
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Item 2. |
Identity and Background |
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(a) This statement is being filed by Yardi Systems, Inc., a California corporation (“Yardi Systems”) and Anant Yardi (collectively, the “Reporting Persons”).
(b) The principal address of the Reporting Persons is 430 South Fairview Avenue, Santa Barbara, California 93117.
(c) The principal business of Yardi Systems is the sale, development and support of software for the real estate industry. The principal occupation of Mr. Yardi is serving as Chief Executive Officer of Yardi Systems.
(d) None of the Reporting Persons, nor any of their executive officers or managing directors, have during the last five years been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) None of the Reporting Persons, nor any of their executive officers or managing directors, have during the last five years been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
The name, citizenship, principal occupation and business address for each director, executive officer, general partner or controlling member of Yardi Systems is set forth in Exhibit 1 attached hereto and incorporated herein by reference.
The Reporting Persons entered into a Joint Filing Agreement on January 21, 2016 (the “Joint Filing Agreement”), pursuant to which they have agreed to file this Schedule 13D jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Exchange Act. A copy of the Joint Filing Agreement is attached hereto as Exhibit 2. |
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Item 3. |
Source and Amount of Funds or Other Considerations |
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As of the date hereof, Yardi Systems may be deemed to beneficially own the 2,340,000 Shares reported herein as detailed in Item 5, and the aggregate purchase price for such Shares, excluding fees and commissions paid, is $8,844,644.76. The source of funding for the transactions pursuant to which Yardi Systems obtained direct beneficial ownership of the Shares was derived from the working capital of Yardi Systems. Yardi Systems disclaims beneficial ownership of the Shares directly held by Mr. Yardi.
As of the date hereof, Mr. Yardi may be deemed to beneficially own the 2,900,000 Shares reported herein as detailed in Item 5, and the aggregate purchase price for such Shares, excluding fees and commissions paid, is $11,530,510.81. The source of funding for the transactions pursuant to which Mr. Yardi obtained direct beneficial ownership of 560,000 Shares was derived from the personal funds of Mr. Yardi, and the aggregate purchase price for these 560,000 Shares, excluding fees and commissions paid, is $2,685,866.05. Mr. Yardi has sole voting power and sole dispositive power of the 2,340,000 Shares directly held by Yardi Systems. |
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Item 4. |
Purpose of Transaction |
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The Reporting Persons have acquired the Shares reported herein for investment purposes. Consistent with such purpose, the Reporting Persons may engage in future discussions with the management of the Company. Each Reporting Person expects that it will, from time to time, review its investment position in the Company and may, depending on market and other conditions, increase or decrease its investment position in the Shares or other securities of the Company.
Except as set forth in this Item 4 or in Item 6, the Reporting Persons have no present plans or proposals that relate to or that would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D of the Act. The Reporting Persons reserve the right to change their plans and intentions at any time, as they deem appropriate, based on the Company’s financial condition and market and other conditions. |
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Item 5. |
Interest in Securities of the Issuer |
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(a) As of the date hereof, Yardi Systems directly beneficially owns 2,340,000 Shares, which represents approximately 7.6% of the 30,793,605 Shares outstanding as of November 2, 2015 (based upon the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015). Yardi Systems disclaims beneficial ownership of the Shares directly held by Mr. Yardi.
As of the date hereof, Mr. Yardi directly beneficially owns 560,000 Shares and, in total, beneficially owns 2,900,000 Shares, which represents approximately 9.4% of the 30,793,605 Shares outstanding as of November 2, 2015 (based upon the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015). Mr. Yardi has sole voting power and sole dispositive power of the 2,340,000 Shares directly held by Yardi Systems. |
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To the knowledge of the Reporting Persons, none of the executive officers and directors of Yardi Systems, except for Mr. Yardi, beneficially own any Shares.
(b) Yardi Systems has the sole power to vote and dispose of the 2,340,000 Shares that it directly owns. Mr. Yardi has the sole power to vote and dispose of the 560,000 Shares that he directly owns and the 2,340,000 Shares that Yardi Systems owns.
(c) All transactions in the Shares effected during the past 60 days by each of Yardi Systems and Mr. Yardi are set forth on Exhibit 3 attached hereto and incorporated herein by reference.
(d) Not applicable.
(e) Not applicable. |
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
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Except as described herein, the Reporting Persons have no contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Company, including but not limited to the transfer or voting of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies. |
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Item 7. |
Material to be Filed as Exhibits |
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Exhibit 1 — Directors and executive officers of Yardi Systems, as of January 21, 2016
Exhibit 2 — Joint Filing Agreement, dated as of January 21, 2016, between the Reporting Persons
Exhibit 3 — Schedule of transactions effected during the last 60 days
Exhibit 4 — Power of attorney, dated as of January 15, 2016, by Mr. Yardi |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 21, 2016
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YARDI SYSTEMS, INC. |
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By: |
/s/ Anant Yardi |
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Name: Anant Yardi |
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Title: Chief Executive Officer |
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/s/ Anant Yardi |
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Anant Yardi |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations
(see 18 U.S.C. 1001).
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Exhibit 1
DIRECTORS AND OFFICERS OF CERTAIN REPORTING PERSONS
The following sets forth the name, citizenship, principal occupation and business address for each director, executive officer, general partner or controlling member of the Reporting Persons.
YARDI SYSTEMS, INC.
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Name |
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Citizenship |
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Position |
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Business Address |
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Anant Yardi |
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United States of America |
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Chief Executive Officer; Director |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Gordon Morrell |
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United States of America |
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Executive Vice President; Director |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Jason Yardi |
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United States of America |
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Director of Technology and Cloud Services; Director |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Robert C. Teel |
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United States of America |
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Senior Vice President, Global Solutions |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Terri J. Dowen |
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United States of America |
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Senior Vice President, Sales |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Fritz A. Schindelbeck |
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United States of America |
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Senior Vice President, Ancillary Services |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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John B. Pendergast |
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United States of America |
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Senior Vice President, Client Services |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Laurie D. Diaz |
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United States of America |
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Vice President, Finance |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
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Arnold E. Brier |
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United States of America |
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Vice President; General Counsel |
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430 South Fairview Avenue
Santa Barbara, CA 93117 |
Exhibit 2
JOINT FILING AGREEMENT
Yardi Systems, Inc. and Anant Yardi (the “Filing Persons”) hereby agree to file jointly a Schedule 13D and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class that is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as required by Rule 13d-1 and Rule 13d-2 promulgated under the Securities Exchange Act of 1934.
Each of the Filing Persons agrees that the information set forth in such Schedule 13D and any amendments thereto with respect to such Filing Person shall be true, complete and correct as of the date of such Schedule 13D or such amendment, to the best of such Filing Person’s knowledge and belief, after reasonable inquiry. Each of the Filing Persons makes no representations as to the accuracy or adequacy of the information set forth in the Schedule 13D or any amendments thereto with respect to any other Filing Person. Each of the Filing Persons shall promptly notify the other Filing Person if any of the information set forth in the Schedule 13D or any amendments thereto shall become inaccurate in any material respect or if such person learns of information that would require an amendment to the Schedule 13D.
This Joint Filing Agreement may be signed in any number of counterparts (including by electronically transmitted PDF) with the same effect as if the signatures to each counterpart were upon a single instrument, and all such counterparts together shall be deemed an original of this document.
[Signature page follows.]
IN WITNESS WHEREOF, the undersigned have caused this Joint Filing Agreement to be executed as of the 21st day of January, 2016.
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YARDI SYSTEMS, INC. |
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By: |
/s/ Anant Yardi |
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/s/ Anant Yardi |
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Name: Anant Yardi |
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Anant Yardi |
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Title: Chief Executive Officer |
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[Signature page — Joint Filing Agreement]
Exhibit 3
SCHEDULE OF TRANSACTIONS EFFECTED DURING THE LAST 60 DAYS
This schedule sets forth information with respect to each purchase and sale of Shares that were effectuated during the past 60 days by the Reporting Persons. Unless otherwise indicated, all transactions were effectuated in the open market.
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Party Effecting Transaction |
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Transaction |
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Date |
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Quantity |
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Price |
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Yardi Systems |
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BUY |
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11/23/2015 |
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100,000 |
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$4.09 |
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Yardi Systems |
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BUY |
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11/24/2015 |
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100,000 |
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$4.14 |
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Yardi Systems |
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BUY |
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11/25/2015 |
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10,000 |
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$4.09 |
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Yardi Systems |
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BUY |
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11/25/2015 |
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90,000 |
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$4.23 |
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Yardi Systems |
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BUY |
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11/27/2015 |
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10,000 |
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$4.22 |
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Yardi Systems |
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BUY |
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11/27/2015 |
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8,200 |
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$4.29 |
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Yardi Systems |
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BUY |
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11/27/2015 |
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10,500 |
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$4.25 |
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Yardi Systems |
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BUY |
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11/30/2015 |
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11,300 |
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$4.28 |
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Yardi Systems |
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BUY |
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12/01/2015 |
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60,000 |
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$4.13 |
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Yardi Systems |
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BUY |
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12/02/2015 |
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60,000 |
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$4.21 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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1,708 |
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$3.29 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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8,100 |
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$3.30 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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16,251 |
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$3.31 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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2,170 |
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$3.32 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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8,700 |
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$3.33 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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15,841 |
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$3.34 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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29,579 |
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$3.35 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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1,700 |
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$3.36 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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7,885 |
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$3.37 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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17,057 |
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$3.38 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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8,940 |
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$3.39 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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36,660 |
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$3.40 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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7,100 |
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$3.41 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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18,585 |
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$3.42 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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29,358 |
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$3.43 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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24,736 |
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$3.44 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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2,405 |
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$3.45 |
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Yardi Systems |
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BUY |
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1/12/2016 |
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6,895 |
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$3.46 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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3,294 |
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$3.14 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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1,960 |
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$3.15 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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10,600 |
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$3.16 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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17,240 |
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$3.17 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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5,706 |
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$3.18 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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4,400 |
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$3.19 |
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Party Effecting Transaction |
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Transaction |
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Date |
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Quantity |
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Price |
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Yardi Systems |
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BUY |
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1/14/2016 |
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15,355 |
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$3.20 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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2,700 |
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$3.21 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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10,645 |
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$3.22 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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12,183 |
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$3.23 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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1,300 |
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$3.24 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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4,170 |
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$3.25 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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9,000 |
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$3.26 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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2,100 |
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$3.27 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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10,800 |
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$3.28 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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41,394 |
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$3.29 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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43,935 |
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$3.30 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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43,210 |
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$3.31 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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33,528 |
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$3.32 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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67,788 |
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$3.33 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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8,300 |
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$3.34 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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28,117 |
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$3.35 |
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Yardi Systems |
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BUY |
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1/14/2016 |
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18,605 |
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$3.36 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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10,000 |
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$3.10 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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4,374 |
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$3.12 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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800 |
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$3.13 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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826 |
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$3.14 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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500 |
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$3.18 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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2,000 |
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$3.19 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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2,500 |
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$3.20 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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2,064 |
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$3.21 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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22,929 |
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$3.22 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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36,682 |
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$3.23 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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15,947 |
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$3.24 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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12,529 |
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$3.25 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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15,700 |
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$3.26 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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10,850 |
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$3.27 |
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Yardi Systems |
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BUY |
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1/19/2016 |
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10,249 |
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$3.29 |
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Yardi Systems |
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BUY |
|
1/19/2016 |
|
2,300 |
|
$3.32 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
9,500 |
|
$3.33 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
6,650 |
|
$3.34 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
2,829 |
|
$3.35 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
2,100 |
|
$3.38 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
4,586 |
|
$3.39 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
3,130 |
|
$3.40 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
500 |
|
$3.41 |
|
|
Party Effecting Transaction |
|
Transaction |
|
Date |
|
Quantity |
|
Price |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
100 |
|
$3.42 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
16,470 |
|
$3.43 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
1,900 |
|
$3.44 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
8,471 |
|
$3.45 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
5,600 |
|
$3.46 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
14,695 |
|
$3.47 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
1,600 |
|
$3.48 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
11,457 |
|
$3.49 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
1,400 |
|
$3.51 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
1,000 |
|
$3.52 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
9,462 |
|
$3.53 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
2,138 |
|
$3.54 |
|
|
Yardi Systems |
|
BUY |
|
1/19/2016 |
|
6,162 |
|
$3.56 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
100 |
|
$3.19 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
100 |
|
$3.20 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
800 |
|
$3.21 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
100 |
|
$3.22 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
6,150 |
|
$3.23 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
3,500 |
|
$3.24 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
10,218 |
|
$3.25 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
15,160 |
|
$3.26 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
8,787 |
|
$3.27 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
49,947 |
|
$3.28 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
22,570 |
|
$3.29 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
28,231 |
|
$3.30 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
33,097 |
|
$3.31 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
33,815 |
|
$3.32 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
17,685 |
|
$3.33 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
300 |
|
$3.34 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
9,440 |
|
$3.35 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
10,470 |
|
$3.37 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
500 |
|
$3.38 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
700 |
|
$3.39 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
1,700 |
|
$3.40 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
500 |
|
$3.41 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
100 |
|
$3.42 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
500 |
|
$3.43 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
2,980 |
|
$3.44 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
1,150 |
|
$3.45 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
150 |
|
$3.46 |
|
|
Party Effecting Transaction |
|
Transaction |
|
Date |
|
Quantity |
|
Price |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
2,300 |
|
$3.47 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
3,300 |
|
$3.48 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
201 |
|
$3.51 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
3,900 |
|
$3.52 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
300 |
|
$3.54 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
6,249 |
|
$3.55 |
|
|
Yardi Systems |
|
BUY |
|
1/20/2016 |
|
5,000 |
|
$3.57 |
|
|
Party Effecting Transaction |
|
Transaction |
|
Date |
|
Quantity |
|
Price |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
10,000 |
|
$3.37 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
10,000 |
|
$3.41 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
1,200 |
|
$3.43 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
1,612 |
|
$3.44 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
500 |
|
$3.45 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
9,788 |
|
$3.46 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
8,600 |
|
$3.47 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
1,701 |
|
$3.50 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
4,336 |
|
$3.51 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
5,099 |
|
$3.52 |
|
|
Mr. Yardi |
|
BUY |
|
1/8/2016 |
|
7,164 |
|
$3.53 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
1,332 |
|
$3.20 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
800 |
|
$3.21 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
7,000 |
|
$3.22 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
38,968 |
|
$3.23 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
5,200 |
|
$3.24 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
23,980 |
|
$3.25 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
27,920 |
|
$3.26 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
16,300 |
|
$3.27 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
12,582 |
|
$3.28 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
5,500 |
|
$3.30 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
2,100 |
|
$3.31 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
4,818 |
|
$3.32 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
12,400 |
|
$3.35 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
3,633 |
|
$3.36 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
25,800 |
|
$3.37 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
8,512 |
|
$3.38 |
|
|
Mr. Yardi |
|
BUY |
|
1/11/2016 |
|
3,155 |
|
$3.39 |
|
Exhibit 4
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that I, ANANT YARDI, hereby make, constitute and appoint ARNOLD BRIER, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, in my personal capacity, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities or other investments, and any other documents relating or ancillary thereto, including all documents relating to filings with the United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations promulgated thereunder, including all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) of the Act and any amendment of any of such documents.
All past acts of the attorney-in-fact in furtherance of the foregoing are hereby ratified and confirmed.
This power of attorney shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person to whom power of attorney has been hereby granted ceases to be an employee of Yardi Systems, Inc. or one of its affiliates.
[Signature page follows.]
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as of January 15, 2016.
|
|
/s/ Anant Yardi |
|
|
Anant Yardi |
[Signature page — Power of Attorney]
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