Statement of Changes in Beneficial Ownership (4)
February 25 2016 - 6:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Morgan Bradley Paul
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2. Issuer Name
and
Ticker or Trading Symbol
CYTOKINETICS INC
[
CYTK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP Drug Discovery & Early Dev
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(Last)
(First)
(Middle)
280 EAST GRAND AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2006
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(Street)
SOUTH SAN FRANCISCO, CA 94080
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Incentive Stock Option (right to buy)
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$6.0
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3/5/2013
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A
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21204.0
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4/5/2013
(1)
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3/5/2023
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Common Stock
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21204
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$0.0
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21204
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D
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Incentive Stock Option (right to buy)
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$6.3
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3/5/2012
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A
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13920.0
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4/5/2012
(2)
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3/5/2022
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Common Stock
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13920
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$0.0
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13920
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D
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Incentive Stock Option (right to buy)
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$6.67
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2/23/2016
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A
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18817.0
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3/23/2016
(3)
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2/23/2026
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Common Stock
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18817
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$0.0
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18817
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D
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Incentive Stock Option (right to buy)
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$7.96
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2/26/2015
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A
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11044.0
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3/26/2015
(4)
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2/26/2025
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Common Stock
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11044
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$0.0
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11044
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D
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Incentive Stock Option (right to buy)
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$9.42
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2/28/2011
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A
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11883.0
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3/28/2011
(5)
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2/28/2021
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Common Stock
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11883
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$0.0
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11883
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D
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Incentive Stock Option (right to buy)
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$9.65
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2/24/2014
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A
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18448.0
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3/24/2014
(6)
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2/24/2024
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Common Stock
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18448
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$0.0
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18448
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D
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Incentive Stock Option (right to buy)
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$11.1
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2/26/2009
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A
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2638.0
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3/26/2009
(7)
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2/26/2019
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Common Stock
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2638
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$0.0
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2638
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D
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Incentive Stock Option (right to buy)
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$11.1
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2/26/2009
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A
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2639.0
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3/26/2009
(7)
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2/26/2019
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Common Stock
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2639
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$0.0
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5277
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D
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Incentive Stock Option (right to buy)
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$18.48
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2/24/2010
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A
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3333.0
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3/24/2010
(8)
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2/24/2020
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Common Stock
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3333
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$0.0
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3333
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D
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Incentive Stock Option (right to buy)
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$18.48
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2/24/2010
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A
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4278.0
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3/24/2010
(9)
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2/24/2020
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Common Stock
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4278
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$0.0
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7611
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D
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Incentive Stock Option (right to buy)
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$20.22
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2/29/2008
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A
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2101.0
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3/29/2008
(10)
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2/28/2018
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Common Stock
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2101
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$0.0
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2101
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D
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Incentive Stock Option (right to buy)
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$40.86
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3/14/2007
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A
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3106.0
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4/14/2007
(11)
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3/14/2017
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Common Stock
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3106
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$0.0
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3106
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D
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Incentive Stock Option (right to buy)
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$42.24
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3/15/2006
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A
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5000.0
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4/1/2006
(12)
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3/15/2016
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Common Stock
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5000
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$0.0
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5000
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D
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Non-Qualified Stock Option (right to buy)
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$6.0
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3/5/2013
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A
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3795.0
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4/5/2013
(1)
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3/5/2023
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Common Stock
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3795
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$0.0
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3795
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D
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Non-Qualified Stock Option (right to buy)
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$6.3
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3/5/2012
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A
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1079.0
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4/5/2012
(2)
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3/5/2022
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Common Stock
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1079
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$0.0
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1079
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D
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Non-Qualified Stock Option (right to buy)
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$6.67
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2/23/2016
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A
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31183.0
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3/23/2016
(3)
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2/23/2026
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Common Stock
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31183
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$0.0
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31183
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D
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Non-Qualified Stock Option (right to buy)
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$7.96
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2/26/2015
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A
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18956.0
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3/26/2015
(4)
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2/26/2025
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Common Stock
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18956
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$0.0
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18956
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D
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Non-Qualified Stock Option (right to buy)
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$9.42
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2/28/2011
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A
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617.0
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3/28/2011
(5)
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2/28/2021
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Common Stock
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617
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$0.0
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617
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D
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Non-Qualified Stock Option (right to buy)
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$9.65
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2/24/2014
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A
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11552.0
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3/24/2014
(6)
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2/24/2024
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Common Stock
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11552
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$0.0
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11552
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D
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Non-Qualified Stock Option (right to buy)
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$11.1
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2/26/2009
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A
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695.0
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3/26/2009
(7)
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2/26/2019
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Common Stock
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695
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$0.0
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695
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D
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Non-Qualified Stock Option (right to buy)
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$11.1
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2/26/2009
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A
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694.0
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3/26/2009
(7)
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2/26/2019
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Common Stock
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694
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$0.0
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1389
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D
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Non-Qualified Stock Option (right to buy)
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$18.48
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2/24/2010
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A
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721.0
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3/24/2010
(9)
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2/24/2020
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Common Stock
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721
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$0.0
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721
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D
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Non-Qualified Stock Option (right to buy)
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$20.22
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2/29/2008
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A
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1033.0
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3/29/2008
(10)
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2/28/2018
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Common Stock
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1033
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$0.0
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1033
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D
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Non-Qualified Stock Option (right to buy)
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$40.86
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3/14/2007
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A
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193.0
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4/14/2007
(11)
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3/14/2017
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Common Stock
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193
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$0.0
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193
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D
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Explanation of Responses:
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(
1)
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When the ISO and NQ dated 03/05/2013 are combined for a total grant of 24,999 shares, the option shall vest and become exercisable as to 520 shares on 04/05/2013 and the balance of 24,479 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2017.
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(
2)
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When the ISO and NQ dated 03/05/2012 are combined for a total grant of 14,999 shares, the option shall vest and become exercisable as to 312 shares on 04/05/2012 and the balance of 14,687 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2016.
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(
3)
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When the ISO and NQ dated 02/23/2016 are combined for a total grant of 50,000 shares, the option shall vest and become exercisable as to 50,000 shares divided into equal monthly installments such that the option shall be 100% vested on 02/23/2020.
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(
4)
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When the ISO and NQ dated 02/26/2015 are combined for a total grant of 30,000 shares, the option shall vest and become exercisable as to 625 shares on 03/26/2015 and the balance of 29,375 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/2019.
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(
5)
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When the ISO and NQ dated 02/28/2011 are combined for a total grant of 12,500 shares, the option shall vest and become exercisable as to 260 shares on 03/31/2011 and the balance of 12,240 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015.
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(
6)
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When the ISO and NQ dated 02/24/2014 are combined for a total grant of 30,000 shares, the option shall vest and become exercisable as to 625 shares on 03/24/2014 and the balance of 29,375 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2018.
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(
7)
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When the ISO and NQ's dated 02/26/2009 are combined for a total grant of 6,666 shares, the option shall vest and become exercisable as to 138 shares on 03/26/09 and the balance of 6,528 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13.
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(
8)
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This option shall vest and become exercisable as to 69 shares on 03/24/10 and the balance of 3,264 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/14.
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(
9)
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When the ISO and NQ dated 02/24/2010 are combined for a total grant of 4,999 shares, the option shall vest and become exercisable as to 104 shares on 03/24/2010 and the balance of 4,895 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014.
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(
10)
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When the ISO and NQ dated 02/29/2008 are combined for a total grant of 3,134 shares, the option shall vest and become exercisable as to 65 shares on 03/29/08 and the balance of 3,069 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12.
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(
11)
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When the ISO and NQ dated 03/14/2007 are combined for a total grant of 3,299 shares, the option shall vest and become exercisable as to 68 shares on 04/01/07 and the balance of 3,231 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11.
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(
12)
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This option shall vest and become exercisable as to 104 shares on 04/01/06 and the balance of 4,896 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/10.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Morgan Bradley Paul
280 EAST GRAND AVENUE
SOUTH SAN FRANCISCO, CA 94080
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SVP Drug Discovery & Early Dev
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Signatures
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Bradley Morgan
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2/25/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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