The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF December 8, 2011
IPO:
Memorial Production Partners LP (MEMP)
File Number: 333-175090
Date of Original Registration: 6/23/11
Form Type: S-1
Securities Registered: $287,500,000 Common units representing limited
partner interests
Selling Holder: No
Rose Rock Midstream, L.P. (RRMS)
File Number: 333-176260
Date of Original Registration: 8/12/11
Form Type: S-1
Securities Registered: $181,125,000 Common units representing limited
partner interests
Selling Holder: No
STOCK:
ADVENTO, INC.
File Number: 333-174607
Date of Original Registration: 5/31/11
Form Type: S-1
Securities Registered: 2,000,000 SHARES OF COMMON STOCK
Selling Holder: No
Advaxis, Inc. (ADXS)
File Number: 333-178172
Date of Original Registration: 11/23/11
Form Type: S-1
Securities Registered: 24,130,782 Shares of Common Stock
Selling Holder: Yes
Campus Crest Communities, Inc. (CCG)
File Number: 333-177648
Date of Original Registration: 11/1/11
Form Type: S-3
Securities Registered: 285,593 Shares of Common Stock
Selling Holder: Yes
GENERAL ELECTRIC CO (GE)
File Number: 333-177803
Date of Original Registration: 11/8/11
Form Type: S-3
Securities Registered: 75,000,000 shares of Common Stock, $0.06 par value
per share
Selling Holder: No
TIGER JIUJIANG MINING, INC.
File Number: 333-166823
Date of Original Registration: 5/14/10
Form Type: S-1
Securities Registered: 1,000,000 minimum - 2,000,000 maximum shares offered
by Tiger Jiujiang Mining, Inc. at a price of $0.05 per share; 1,500,000
shares offered by selling shareholders at a price of $0.05 per share
Selling Holder: Yes
S-4s and F-4s:
Whitestone REIT
File Number: 333-178098
Date of Original Registration: 11/22/11
Form Type: S-4
Securities Registered: Offer To Exchange up to 1,321,431 Class B common
shares; Up to 867,789 Class A common shares; Up to 453,642 Units of Limited
Partnership
Selling Holder: No
MIXED SECURITIES:
CYTOKINETICS INC (CYTK)
File Number: 333-178189
Date of Original Registration: 11/25/11
Form Type: S-3
Securities Registered: $100,000,000 COMMON STOCK, PREFERRED STOCK, WARRANTS
Selling Holder: No
Campus Crest Communities, Inc. (CCG)
File Number: 333-177646
Date of Original Registration: 11/1/11
Form Type: S-3
Securities Registered: $750,000,000 Common Stock, Preferred Stock, Debt
Securities, Depositary Shares, Warrants
Selling Holder: No
GENERAL ELECTRIC CO (GE)
File Number: 333-177804
Date of Original Registration: 11/8/11
Form Type: S-3
Securities Registered: $20,000,000,000 Senior Debt Securities, Subordinated
Debt Securities, Preferred Stock, par value $1.00 per share, Common Stock,
par value $0.06 per share, Warrants, Delayed Delivery Contracts, Guarantees
Selling Holder: No