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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 29, 2016

 

Cardica, Inc.

(Exact Name of Registrant as Specified in its Charter)

Delaware (State or Other Jurisdiction of Incorporation)		000-51772 (Commission File Number)		94-3287832 (IRS Employer Identification No.)

 

900 Saginaw Drive, Redwood City, CA (Address of Principal Executive Offices)		94063 (Zip Code)

 

Registrant’s telephone number, including area code: (650) 364-9975

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

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Item 7.01.

Regulation FD Disclosure.

 

 Cardica, Inc. will be making a presentation at its Annual Meeting of Stockholders, to be held at 9:30 a.m. Pacific Time on January 29, 2016, and intends to present at that meeting the slide presentation attached as Exhibit 99.1 to this current report on Form 8-K (the "Corporate Presentation").

 

The information contained in Item 7.01 of this report (including the Corporate Presentation) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall the Corporate Presentation be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended. The filing of this Current Report on Form 8-K will not be deemed a determination or an admission as to the materiality of any information in the Corporate Presentation that is required to be disclosed by Regulation FD.

 

Item 9.01

Financial Statements and Exhibits.

 

Exhibit No.		Description
99.1		Corporate Presentation

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

	Cardica, Inc.
Date: January 29, 2016	/s/ Robert Y. Newell
	Robert Y. Newell Chief Financial Officer

 

 

EXHIBIT INDEX

 

Exhibit No.		Description
99.1		Corporate Presentation