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PFGBest's Canadian Clients' Money Is Accounted For-Canadian Regulator

--PFGBest's Canadian clients have their money accounted for - Regulator --Canadian clients can liquidate their positions and prepare for a bulk transfer to new firm --RJ O'Brien's Canadian unit named as new firm by regulator By Tatyana Shumsky NEW YORK--PFGBest's Canadian clients have their funds accounted for and are approved to transfer their futures accounts in bulk to a new firm, Canadian regulator Investment Industry Regulatory Organization of Canada (IIROC) said Tuesday in a statement. Peregrine Financial Group Canada, Inc., a unit of embattled futures and currency brokerage PFGBest, isn't subject to or affected by the regulatory actions of the National Futures Association, a U.S. futures industry self-regulatory body, IIROC said. "It appears that all clients monies and assets are accounted for at the Canadian subsidiary," IIROC said in a statement. "Clients can liquidate their contract positions directly through Peregrine Financial Group Canada," it added. The Canadian regulator has named RJ O'Brien & Associates Canada Inc, a unit of RJ O'Brien, as the recipient of the bulk transfers from PFGBest's Canadian unit. Write to Tatyana Shumsky at tatyana.shumsky@dowjones.com

Stock News for Cme Grp. Inc. (CME)
DateTimeHeadline
03/03/201517:40:21Volatile Markets Give Lift to CME's Palm Swaps
02/22/201523:00:08As 'Spoof' Trading Persists, Regulators Clamp Down
02/20/201507:30:11BGC Partners to Buy Rival Brokerage GFI for $778 Million --Update
02/19/201519:18:42BGC Nears Deal to Buy Brokerage Firm GFI

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