FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hussain Muhammad Raghib

2. Date of Event Requiring Statement (MM/DD/YYYY)
7/22/2016 

3. Issuer Name and Ticker or Trading Symbol

CAVIUM, INC. [CAVM]

(Last)        (First)        (Middle)

C/O CAVIUM, INC., 2315 N. FIRST STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Operating Officer /

(Street)

SAN JOSE, CA 95131       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4) 		2. Amount of Securities Beneficially Owned
(Instr. 4) 		3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) 		4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common stock   277910   (1) D    
Common stock   10000   I   Emaad Hussain 2007 Irrevocable Trust  
Common stock   10000   I   Reja Raghib 2007 Irrevocable Trust  
Common stock   10000   I   Zayaan Hussain Raghib Irrevocable Trust  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4) 		2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 		4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) 		6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (Right to Buy)     (2) 1/6/2017   Common stock   37500   $24.16   D    
Stock option (Right to Buy)     (3) 3/22/2020   Common stock   30000   $37.63   D    
Stock option (Right to Buy)     (4) 2/7/2021   Common stock   25000   $37.83   D    
Stock option (Right to Buy)     (5) 2/16/2022   Common stock   12886   $62.86   D    
Stock option (Right to Buy)     (6) 2/11/2023   Common stock   36181   $48.88   D    

Explanation of Responses:
( 1)  84,091 of these shares are Restricted Stock Units subject to vesting. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's stock at no cost.
( 2)  Fully vested
( 3)  1/8th vest on date six months from March 22, 2013; remaining vest in 42 equal monthly increments.
( 4)  1/8th vest on date six months from February 7, 2014; remaining vest in 42 equal monthly increments.
( 5)  1/4th vest on February 16, 2016; remaining vest in 36 equal monthly increments.
( 6)  1/4th vest on February 11, 2017; remaining vest in 36 equal monthly increments.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Hussain Muhammad Raghib
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE, CA 95131

Chief Operating Officer

Signatures
/s/ Muhammad Raghib Hussain 7/26/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Cavium, Inc. (delisted) (NASDAQ:CAVM)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Cavium, Inc. (delisted) Charts.
Cavium, Inc. (delisted) (NASDAQ:CAVM)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Cavium, Inc. (delisted) Charts.