FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CAREAL HOLDING AG
2. Issuer Name and Ticker or Trading Symbol

CA, INC. [ CA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

UTOQUAI 49
3. Date of Earliest Transaction (MM/DD/YYYY)

11/20/2015
(Street)

ZURICH, V8 8022
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.10 per share   11/20/2015     S    22000000   (1) D $26.5631   103813380   D   (2) (4) (5)  
Common Stock, par value $0.10 per share                  20000   D   (3)  
Common Stock, par value $0.10 per share                  3200   I   See Footnote   (6)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  On November 20, 2015 the Company purchased from Careal Holding AG 22,000,000 shares Common Stock for an aggregate purchase price of $584,388,200.00.
( 2)  Reflects securities held directly by Careal Holding AG.
( 3)  Reflects securities held directly by Martin Haefner.
( 4)  Martin Haefner owns 50% of the shares of Careal Holding AG.
( 5)  Eva Maria Bucher-Haefner owns 50% of the shares of Careal Holding AG.
( 6)  Reflects securities held by the spouse of Martin Haefner.

Remarks:
Each of the Reporting Persons may be deemed to beneficially own the shares of Common Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CAREAL HOLDING AG
UTOQUAI 49
ZURICH, V8 8022

X

Haefner Martin
UTOQUAI 49
ZURICH, V8 8022

X

Bucher-Haefner Eva Maria
UTOQUAI 49
ZURICH, V8 8022

X


Signatures
CAREAL HOLDING AG By: Martin Haefner, Chairman and President By: /s/ Claude Lambert Attorney-in-fact for Martin Haefner 11/20/2015
** Signature of Reporting Person Date

MARTIN HAEFNER By: /s/ Claude Lambert, attorney-in-fact 11/20/2015
** Signature of Reporting Person Date

EVA MARIA BUCHER-HAEFNER By: /s/ Claude Lambert, attorney-in-fact 11/20/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Xtrackers California Mun... (NASDAQ:CA)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Xtrackers California Mun... Charts.
Xtrackers California Mun... (NASDAQ:CA)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Xtrackers California Mun... Charts.