The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF October 26, 2011
STOCK:
COUNTERPATH CORP (CPAH)
File Number: 333-176731
Date of Original Registration: 9/8/11
Form Type: S-1
Securities Registered: 4,938,906 shares of our common stock
Selling Holder: Yes
Fresenius SE & Co. KGaA
File Number: 333-177379
Date of Original Registration: 10/19/11
Form Type: F-6
Securities Registered: 100,000,000 American Depositary Shares
Selling Holder: No
HORIZON BANCORP /IN/ (HBNC)
File Number: 333-177007
Date of Original Registration: 9/26/11
Form Type: S-3
Securities Registered: 12,500 Shares of Senior Non-Cumulative Perpetual
Preferred Stock, Series B, Par Value $.01 per Share, Liquidation Preference
Amount $1,000 per Share
Selling Holder: Yes
Medical Care Technologies Inc. (MDCE)
File Number: 333-177245
Date of Original Registration: 10/11/11
Form Type: S-1
Securities Registered: 60,000,000 Common Stock, $0.00001 per share
Selling Holder: No
STAG Industrial, Inc. (STAG)
File Number: 333-177131
Date of Original Registration: 10/3/11
Form Type: S-11
Securities Registered: an undetermined amount of preferred stock
Selling Holder: No
SUN BANCORP INC /NJ/ (SNBC)
File Number: 333-176529
Date of Original Registration: 8/29/11
Form Type: s-3
Securities Registered: 32,341,210 Shares of Common Stock
Selling Holder: Yes
S-4s and F-4s:
AMERISTAR CASINOS INC (ASCA)
File Number: 333-177220
Date of Original Registration: 10/7/11
Form Type: S-4
Securities Registered: $800,000,000 Exchange Offer for All Outstanding 7.50%
Senior Notes due 2021
Selling Holder: No
ORACLE CORP (ORCL)
File Number: 333-176405
Date of Original Registration: 8/19/11
Form Type: S-4
Securities Registered: $1,000,000,000 3.875% Notes Due 2020; $2,250,000,000
5.375% Notes Due 2040
Selling Holder: No
DEBT:
US CONCRETE INC
File Number: 333-176615
Date of Original Registration: 9/1/11
Form Type: S-1
Securities Registered: $8,453,000 9.5% Convertible Secured Notes due 2015
Selling Holder: No
MIXED SECURITIES:
Fortress Investment Group LLC (FIG)
File Number: 333-177147
Date of Original Registration: 10/3/11
Form Type: S-3
Securities Registered: $1,000,000,000 Class A shares, Preferred Shares,
Depositary Shares, Warrants, Subscription Rights, Purchase Contracts,
Purchase Units
Selling Holder: No
LIGAND PHARMACEUTICALS INC (LGND)
File Number: 333-177338
Date of Original Registration: 10/14/11
Form Type: S-3
Securities Registered: $30,000,000 Debt Securities, Preferred Stock , Common
Stock, Debt Warrants, Equity Warrants
Selling Holder: No