Amended Statement of Beneficial Ownership (sc 13d/a)
March 17 2017 - 4:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4 – Final Amendment)*
ARC Group
Worldwide, Inc.
(Name of Issuer)
Common Stock, $0.0005 Par Value
(Title of Class of Securities)
00213H 105
(CUSIP
Number)
Arlan Clayton
7406 Monte Verde
Sarasota, FL 34238
(941)
929-0405
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 17, 2017
(Date of
Event Which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.
Note
: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
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(*)
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be
deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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Name of
Reporting Person
Arlan Clayton
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2
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Check the Appropriate Box if a Member
of a Group*
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Source of Funds
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5
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Check Box if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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6
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Citizenship or Place of
Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7
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Sole Voting Power
939,500
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8
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Shared Voting Power
0
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9
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Sole Dispositive Power
939,500
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10
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Shared Dispositive Power
0
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
939,500
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12
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Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares* ☐
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13
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Percent of Class Represented by Amount
in Row (11)
4.986% *
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14
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Type of Reporting Person*
IN
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*
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Based upon 18,843,252 shares outstanding on February 7, 2017, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended January 1, 2017.
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2
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Item 1.
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Security and Issuer.
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This Amendment No. 4 to Schedule 13D (the “Amendment”) is being
filed by the Arlan Clayton (the “Reporting Person”) to disclose certain transactions in the Common Stock, par value $0.005, issued by ARC Group Worldwide, Inc. (the “Issuer”), and hereby amends the Schedule 13D filed with the
Securities and Exchange Commission on September 28, 2012 (as previously amended, the “Initial Schedule 13D”), on behalf of the Reporting Person. As a result of the transactions disclosed herein, the Reporting Person beneficially owns
less than 5% of the outstanding Common Stock of the Issuer. Consequently, this Amendment constitutes the final amendment to the Initial Schedule 13D and an exit filing for the Reporting Person. Except as set forth herein, this Amendment does not
supplement, restate or amend any of the other information disclosed in the Initial Schedule 13D. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Initial Schedule 13D.
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Item 5.
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Interest in Securities of the Issuer.
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During October through March 2016, the Reporting Person sold,
donated to charity or otherwise transferred, in a series of transactions, a total of 519,338 shares of the Issuer’s Common Stock. As a result of the foregoing transactions, the Reporting Person currently beneficially owns 939,500 shares of the
Issuer’s Common Stock, which represents less than 5% of the outstanding Common Stock of the Issuer based upon 18,843,252 shares of Common Stock outstanding on February 7, 2017 as reported in the Issuer’s Quarterly Report on Form 10-Q
for the quarter ended January 1, 2017.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
March 17, 2017
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/s/ Arlan Clayton
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Arlan Clayton
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3
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