UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant  ☒                             Filed by a Party other than the Registrant  ☐

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  Preliminary Proxy Statement
  Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material Pursuant to §240.14a-12

TD Ameritrade Holding Corporation

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on February 17, 2017.

 

 

  

 

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Meeting Information

 

Meeting Type:            Annual

For holders as of:     December 20, 2016

Date:  February 17, 2017     Time:  9:00 a.m., Central Standard Time

Location:    TD Ameritrade Holding Corporation

      200 South 108 th Avenue

     Omaha, Nebraska 68154

 

In addition to the meeting in Omaha, we will be hosting the meeting live via the Internet. Please visit amtd.onlineshareholdermeeting.com and be sure to have the information that is printed in the box marked by the arrow LOGO  (located on the following page).

 

TD Ameritrade Holding Corporation

200 South 108 th Avenue

Omaha, NE 68154

  

 

You are receiving this communication because you hold shares in the company named above.

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This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

     

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 


—   Before You Vote   —

How to Access the Proxy Materials

 

Proxy Materials Available to VIEW or RECEIVE:

NOTICE AND PROXY STATEMENT             FORM 10-K

How to View Online:

Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com .

How to Request and Receive a PAPER or E-MAIL Copy:

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

1) BY INTERNET :        www.proxyvote.com

2) BY TELEPHONE :    1-800-579-1639

3) BY E-MAIL* :             sendmaterial@proxyvote.com

*    If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO  (located on the following page) in the subject line.

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before February 3, 2017 to facilitate timely delivery.

—   How To Vote   —

 

Please Choose One of the Following Voting Methods

 

 

 

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Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

 

Vote By Internet:

 

     Before The Meeting:  Go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO  (located on the following page) available and follow the instructions.

 

    During The Meeting:  Go to amtd.onlineshareholdermeeting.com. Have the information that is printed in the box marked by the arrow LOGO  (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 


                Voting Items                          

 

The Board of Directors recommends that you vote

FOR ALL on the following proposal:

  
1.      ELECTION OF CLASS III DIRECTORS      
       Nominees:            

       01)   Lorenzo A. Bettino

       02)   V. Ann Hailey

       03)   Joseph H. Moglia

       04)   Wilbur J. Prezzano

        
           
The Board of Directors recommends that you vote FOR the following proposal:
2.      ADVISORY VOTE ON EXECUTIVE COMPENSATION.
The Board of Directors recommends you vote "1 YEAR" on the following proposal:
3.     ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
The Board of Directors recommends that you vote FOR the following proposal:

4.      INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Ratification of the appointment of Ernst & Young LLP

       as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2017.

 

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