Initial Statement of Beneficial Ownership (3)
May 29 2015 - 5:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Brown Iain Michael
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/28/2015
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3. Issuer Name
and
Ticker or Trading Symbol
Alkermes plc. [ALKS]
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(Last)
(First)
(Middle)
852 WINTER STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP, Finance & CAO /
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(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Ordinary Shares
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36428
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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(1)
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12/9/2015
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Ordinary Shares
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17000
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$18.60
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D
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Employee Stock Option (Right to Buy)
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(1)
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5/2/2016
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Ordinary Shares
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8500
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$20.79
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D
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Employee Stock Option (Right to Buy)
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(1)
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5/17/2020
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Ordinary Shares
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6250
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$11.74
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D
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Employee Stock Option (Right to Buy)
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(1)
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5/20/2021
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Ordinary Shares
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35000
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$18.105
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D
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Employee Stock Option (Right to Buy)
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5/21/2013
(2)
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5/21/2022
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Ordinary Shares
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40000
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$16.55
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D
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Restricted Stock Unit Award
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5/21/2013
(3)
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(3)
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Ordinary Shares
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2125
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$0
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D
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Employee Stock Option (Right to Buy)
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5/28/2014
(4)
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5/28/2023
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Ordinary Shares
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30000
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$33.72
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D
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Restricted Stock Unit Award
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5/28/2014
(5)
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(5)
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Ordinary Shares
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5250
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$0
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D
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Employee Stock Option (Right to Buy)
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3/3/2015
(6)
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3/3/2024
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Ordinary Shares
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25000
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$47.16
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D
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Restricted Stock Unit Award
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3/3/2015
(7)
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(7)
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Ordinary Shares
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3750
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$0
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D
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Employee Stock Option (Right to Buy)
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2/26/2016
(8)
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2/26/2025
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Ordinary Shares
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17750
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$71.23
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D
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Restricted Stock Unit Award
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2/26/2016
(9)
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(9)
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Ordinary Shares
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4400
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$0
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D
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Explanation of Responses:
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(
1)
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These options are fully vested in accordance with their terms.
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(
2)
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Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.
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(
3)
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Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/21/13.
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(
4)
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Shares subject to the stock option award vest in four equal annual installments commencing on 5/28/14.
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(
5)
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Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.
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(
6)
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Shares subject to the stock option award vest in four equal annual installments commencing on 3/3/15.
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(
7)
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Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/3/2015.
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(
8)
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Shares subject to the stock option award vest in four equal annual installments commencing on 2/26/2016.
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(
9)
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Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 2/26/2016.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Brown Iain Michael
852 WINTER STREET
WALTHAM, MA 02451
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VP, Finance & CAO
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Signatures
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/s/ Jennifer Baptiste, attorney-in-fact for Iain M. Brown
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5/29/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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