Statement of Changes in Beneficial Ownership (4)
May 27 2015 - 3:30PM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PASQUESI JOHN M
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2. Issuer Name
and
Ticker or Trading Symbol
ARCH CAPITAL GROUP LTD.
[
ACGL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Vice Chairman
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(Last)
(First)
(Middle)
C/O ARCH CAPITAL GROUP LTD., WATERLOO HOUSE, GROUND FL, 100 PITTS RD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/22/2015
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(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares, $.0033 par value per share
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5/22/2015
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G
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V
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12698
(3)
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D
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$0
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670106
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I
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By Limited Liability Company
(1)
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Common Shares, $.0033 par value per share
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56052
(4)
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I
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By Trust
(2)
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Common Shares, $.0033 par value per share
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5/22/2015
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G
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V
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15000
(5)
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D
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$0
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41052
(2)
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I
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By Trust
(2)
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Common Shares, $.0033 par value per share
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5/22/2015
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S
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6237
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D
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$64.6414
(6)
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52515
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I
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Family limited partnership
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Common Shares, $.0033 par value per share
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5/22/2015
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S
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56700
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D
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$64.6414
(6)
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477412
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I
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By Trusts
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Common Shares, $.0033 par value per share
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509227
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I
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By Trust
(2)
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Common Shares, $.0033 par value per share
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1201
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The security holder is Otter Capital LLC, for which the reporting person serves as managing member. All indicated securities are included because of his affiliation with Otter Capital LLC.
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(
2)
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The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.
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(
3)
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Otter Capital LLC contributed 12,698 common shares of the issuer to the a revocable trust, for which the reporting person and his spouse are the trustees and the beneficiaries.
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(
4)
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Includes 12,698 common shares of the issuer that were previously reported as indirectly owned by Otter Capital LLC.
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(
5)
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Such common shares were gifted to charity; 12,698 of such shares were previously held by Otter Capital and were contribted to the reporting person's trust. See FNs 3 and 4.
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(
6)
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Represents a weighted average sale price; the sales prices ranged from $64.435 to $64.96. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or a security holder of the issuer.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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PASQUESI JOHN M
C/O ARCH CAPITAL GROUP LTD.
WATERLOO HOUSE, GROUND FL, 100 PITTS RD
PEMBROKE, D0 HM 08
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X
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Vice Chairman
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Signatures
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/s/ Louis Petrillo, Attorney in fact
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5/27/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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