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TIDMRSA 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:                 Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                 RSA INSURANCE GROUP PLC 
      in relation to whose 
      relevant securities this form relates: 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:  18 September 2015 
(f)   In addition to the company in 1(c)      NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                   ORD 
security: 
                                    Interests          Short Positions 
                                    Number      (%)    Number     (%) 
(1)                 Relevant 
                    securities 
                    owned 
                    and/or          8,571,785   0.84%  4,025,560  0.40% 
                    controlled: 
(2)                 Cash-settled 
                    derivatives: 
                                    2,319,757   0.23%  2,354,228  0.23% 
(3)                 Stock-settled 
                    derivatives 
                    (including 
                    options) 
                    and agreements  0           0.00%  1,745,000  0.17% 
                    to 
                    purchase/DEALING: 
(4) 
                    TOTAL:          10,891,542  1.07%  8,124,788  0.80% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of relevant   Purchase/DEALING  Number of   Price per unit 
security                           securities 
ORD                 Purchase       348         5.1225 GBP 
ADR                 Purchase       1,100       7.9600 USD 
ORD                 Purchase       1,365       5.1275 GBP 
ORD                 Purchase       3,015       5.1350 GBP 
ORD                 Purchase       5,854       5.1036 GBP 
ORD                 Purchase       16,914      5.0950 GBP 
ORD                 Purchase       17,868      5.1250 GBP 
ORD                 Purchase       17,902      5.1200 GBP 
ORD                 Purchase       24,161      5.1150 GBP 
ORD                 Purchase       28,612      5.1293 GBP 
ORD                 Purchase       30,759      5.1231 GBP 
ORD                 Purchase       61,073      5.1148 GBP 
ORD                 Purchase       110,112     5.1167 GBP 
ORD                 Purchase       287,545     5.1097 GBP 
ORD                 Sale           100         5.1400 GBP 
ORD                 Sale           696         5.1225 GBP 
ORD                 Sale           852         5.1324 GBP 
ORD                 Sale           871         5.1163 GBP 
ADR                 Sale           1,100       7.9600 USD 
ORD                 Sale           2,730       5.1275 GBP 
ORD                 Sale           10,835      5.1308 GBP 
ORD                 Sale           11,943      5.1300 GBP 
ORD                 Sale           17,868      5.1250 GBP 
ORD                 Sale           28,215      5.1200 GBP 
ORD                 Sale           87,164      5.0950 GBP 
ORD                 Sale           89,756      5.1279 GBP 
 
 

(b) Cash-settled derivative transactions

 
Class of   Product      Nature of dealing  Number of   Price per 
relevant   description                     reference   unit 
security                                   securities 
ORD        CFD          Long               1,100       5.1440 GBP 
ORD        CFD          Long               4,620       5.1058 GBP 
ORD        CFD          Long               8,555       5.1278 GBP 
ORD        CFD          Long               111,534     5.1276 GBP 
ORD        CFD          Short              3,669       5.1306 GBP 
ORD        SWAP         Short              6,100       5.1145 GBP 
ORD        CFD          Short              14,000      5.1006 GBP 
ORD        CFD          Short              16,754      5.1241 GBP 
ORD        CFD          Short              14,873      5.1377 GBP 
ORD        CFD          Short              42,000      5.1056 GBP 
ORD        CFD          Short              64,477      5.1106 GBP 
ORD        CFD          Short              75,611      5.1156 GBP 
ORD        CFD          Short              78,684      5.0960 GBP 
ORD        CFD          Short              88,964      5.1256 GBP 
ORD        CFD          Short              131,886     5.1206 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   YES 
Date of disclosure:                                   21 Sep 2015 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      RSA INSURANCE GROUP PLC 
relevant securities this from relates: 
 
 

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September 21, 2015 09:29 ET (13:29 GMT)