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SHEL Shell Plc

2,625.00
12.00 (0.46%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Shell Plc LSE:SHEL London Ordinary Share GB00BP6MXD84 ORD EUR0.07
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  12.00 0.46% 2,625.00 2,627.50 2,628.50 2,636.50 2,613.00 2,624.00 11,155,529 16:35:02
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Crude Petroleum & Natural Gs 316.62B 19.36B 2.9804 8.82 170.68B

Pentwater Capital Management LP Form 8.3 - Royal Dutch Shell Plc

27/05/2015 3:10pm

UK Regulatory



 
TIDMRDSA 
 
FORM 8.3 
 
           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 
    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
                  Rule 8.3 of the Takeover Code (the "Code") 
 
1.         KEY INFORMATION 
 
(a) Identity of the person whose positions/dealings 
are being disclosed:                                 Pentwater Capital Management LP 
 
(b) Owner or controller of interests and short 
positions disclosed, if different from 1(a): 
     The naming of nominee or vehicle companies is 
insufficient 
 
(c) Name of offeror/offeree in relation to whose 
relevant securities this form relates:                  Royal Dutch Shell Plc 
     Use a separate form for each offeror/offeree 
 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of       N/A 
offeror/offeree: 
 
(e) Date position held/dealing undertaken:                May 26, 2015 
 
(f)  Has the discloser previously disclosed, or are 
they today disclosing, under the Code in respect of       Yes- BG Group Plc 
any other party to this offer? 
 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a)        Interests and short positions in the relevant securities of the 
offeror or offeree to which the disclosure relates following the dealing (if 
any) 
 
Class of relevant security:                         EUR 0.07  B Ordinary 
 
                                            Interests               Short positions 
 
                                          Number          %          Number          % 
 
(1) Relevant securities owned and/ 
or controlled: 
 
(2) Derivatives (other than                                        10,921,472      0.45% 
options): 
 
(3) Options and agreements to              1,860,000    0.08%        3,625,000     0.15% 
purchase/DEALING: 
 
                                                        0.08%                      0.60% 
     TOTAL:                              1,860,000                  14,546,472 
 
All interests and all short positions should be disclosed. 
 
Details of any open derivative or option positions, or agreements to purchase 
or sell relevant securities, should be given on a Supplemental Form 8 (Open 
Positions). 
 
(b)        Rights to subscribe for new securities (including directors' and 
other executive options) 
 
Class of relevant security in relation to 
which subscription right exists: 
 
Details, including nature of the rights 
concerned and relevant percentages: 
 
If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a)        Purchases and sales 
 
  Class of relevant       Purchase/DEALING     Number of securities     Price per unit 
      security 
 
 
(b)        Derivatives transactions (other than options) 
 
    Class of        Product         Nature of dealing        Number of    Price per unit 
    relevant      description     e.g. opening/closing a     reference 
    security        e.g. CFD       long/short position,      securities 
                                increasing/reducing a long 
                                     /short position 
 
   Ordinary B         TRS       Increasing a short             82,000       19.69 GBP 
                                position 
 
   Ordinary B         TRS       Decreasing a short            159,750       19.70 GBP 
                                position 
 
   Ordinary B         TRS       Increasing a short            159,750       19.70 GBP 
                                position 
 
 (c)       Options transactions in respect of existing securities 
 
(i)         Writing, selling, purchasing or varying 
 
 Class of     Product      Writing,     Number of  Exercise     Type    Expiry date Option money 
 relevant   description  purchasing,   securities  price per    e.g.                   paid/ 
 security    e.g. call     selling,     to which     unit    American,              received per 
              option     varying etc.    option               European                  unit 
                                         relates                etc. 
 
Ordinary B  Call option    writing        450,000      20.00     American    6/19/15     0.19 GBP 
 
 
(ii)        Exercising 
 
  Class of relevant     Product description   Number of securities   Exercise price per 
      security           e.g. call option                                   unit 
 
 
 
(d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant       Nature of dealing             Details        Price per unit (if 
     security            e.g. subscription,                              applicable) 
                             conversion 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities of 
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as 
appropriate) for each additional class of relevant security dealt in. 
 
4.         OTHER INFORMATION 
 
(a)        Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may be 
an inducement to deal or refrain from dealing entered into by the person making 
the disclosure and any party to the offer or any person acting in concert with 
a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
 
 
(b)        Agreements, arrangements or understandings relating to options or 
derivatives 
 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: 
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant 
securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
 
 
(c)        Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached?                    YES 
 
 
 
Date of disclosure:                           May 27, 2015 
 
Contact name:                               Neal Nenadovic 
 
Telephone number:                           312-589-6405 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service and must also be emailed to the Takeover Panel at 
monitoring@disclosure.org.uk .  The Panel's Market Surveillance Unit is 
available for consultation in relation to the Code's dealing disclosure 
requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk . 
 
                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
 
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL 
                                     ETC. 
 
             Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 
1.         KEY INFORMATION 
 
Identity of person whose open positions are being 
disclosed:                                           Pentwater Capital Management LP 
 
Name of offeror/offeree in relation to whose 
relevant securities the disclosure relates:          Royal Dutch Shell Plc 
 
2.         OPTIONS AND DERIVATIVES 
 
 Class of     Product     Written or    Number of     Exercise       Type     Expiry date 
 relevant   description    purchased    securities    price per      e.g. 
 security    e.g. call                   to which       unit       American, 
               option                   option or                  European 
                                        derivative                   etc. 
                                         relates 
 
Ordinary B  Call option     Written      (945,000)  21.50 GBP     American    6/19/15 
 
Ordinary B  Call option     Written     (1,000,000) 20.50 GBP     American    6/19/15 
 
Ordinary B  Call option     Written     (1,680,000) 20.00 GBP     American    6/19/15 
 
Ordinary B  Put option      Written       630,000   20.50 GBP     American    6/19/15 
 
Ordinary B  Put option      Written       410,000   19.50 GBP     American    6/19/15 
 
Ordinary B  Put option      Written       820,000   20.00 GBP     American    6/19/15 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC. 
 
Full details should be given so that the nature of the interest or 
position can be fully understood: 
 
 
 
 
 
It is not necessary to provide details on a Supplemental Form (Open Positions) 
with regard to contracts for differences ("CFDs") or spread bets. 
 
The currency of all prices and other monetary amounts should be stated. 
 
The Panel's Market Surveillance Unit is available for consultation in relation 
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at http:// 
www.thetakeoverpanel.org.uk/. 
 
 
 
END 
 

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