Shell (LSE:SHEL)
Historical Stock Chart

From Apr 2019 to Apr 2024

TIDMRDSA

RNS Number : 4368L

Threadneedle Asset Mangmt Hldgs Ltd

27 April 2015

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Full name of discloser:                                 Threadneedle Asset Management Holdings Ltd 
----------------------------------------------------------  ---------------------------------------------------------- 
 (b) Owner or controller of interests and short positions    Ameriprise Financial, Inc. ultimate parent company of 
 disclosed, if different from 1(a):                          Threadneedle Asset Management Holdings 
 The naming of nominee or vehicle companies is               Ltd and affiliated companies. 
 insufficient. For a trust, the trustee(s), 
 settlor and beneficiaries must be named. 
----------------------------------------------------------  ---------------------------------------------------------- 
 (c) Name of offeror/offeree in relation to whose relevant   Royal Dutch Shell Plc 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
----------------------------------------------------------  ---------------------------------------------------------- 
 (d) If an exempt fund manager connected with an 
 offeror/offeree, state this and specify identity 
 of offeror/offeree: 
----------------------------------------------------------  ---------------------------------------------------------- 
 (e) Date position held/dealing undertaken:                  24/04/2015 
 For an opening position disclosure, state the latest 
 practicable date prior to the disclosure 
----------------------------------------------------------  ---------------------------------------------------------- 
 (f) In addition to the company in 1(c) above, is the        BG Group Plc 
 discloser making disclosures in respect 
 of any other party to the offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
----------------------------------------------------------  ---------------------------------------------------------- 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security:                                                               A Ord EUR 0.07 
----------------------------------------------------------------------------  ---------------------------------------- 
                                                                                    Interests         Short positions 
----------------------------------------------------------------------------  --------------------  ------------------ 
                                                                                 Number       %         Number      % 
----------------------------------------------------------------------------  -----------  -------  -------------  --- 
 (1) Relevant securities owned and/or controlled:                              13,800,661   0.354% 
----------------------------------------------------------------------------  -----------  -------  -------------  --- 
 (2) Cash-settled derivatives: 
----------------------------------------------------------------------------  -----------  -------  -------------  --- 
 (3) Stock-settled derivatives (including options) and agreements to 
 purchase/sell: 
----------------------------------------------------------------------------  -----------  -------  -------------  --- 
 
   TOTAL:                                                                      13,800,661   0.354% 
----------------------------------------------------------------------------  -----------  -------  -------------  --- 
 
 
 Class of relevant security:                                                               B Ord EUR 0.07 
---------------------------------------------------------------------------  ----------------------------------------- 
                                                                                   Interests          Short positions 
---------------------------------------------------------------------------  ---------------------  ------------------ 
                                                                                Number        %        Number       % 
---------------------------------------------------------------------------  ------------  -------  ------------  ---- 
 (1) Relevant securities owned and/or controlled:                             31,716,044*   1.300% 
---------------------------------------------------------------------------  ------------  -------  ------------  ---- 
 (2) Cash-settled derivatives: 
---------------------------------------------------------------------------  ------------  -------  ------------  ---- 
 (3) Stock-settled derivatives (including options) and agreements to 
  purchase/sell:                                                                                          0        0% 
---------------------------------------------------------------------------  ------------  -------  ------------  ---- 
 
   TOTAL:                                                                     31,716,044*   1.300%        0        0% 
---------------------------------------------------------------------------  ------------  -------  ------------  ---- 
 

*The change in the holding of 10 shares since the last disclosure, (RNS Number 3070L), is due to the transfer in of a discretionary holding.

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
 Class of relevant security in relation to which subscription right exists: 
---------------------------------------------------------------------------- 
 Details, including nature of the rights concerned and relevant percentages: 
---------------------------------------------------------------------------- 
 
   3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
 Class of relevant security   Purchase/sale            Number of securities            Price per unit 
---------------------------  --------------  ---------------------------------------  --------------- 
         A ADR USD              Purchase      152 (Representing 304 Ordinary Shares)     USD 62.38 
---------------------------  --------------  ---------------------------------------  --------------- 
         A ADR USD              Purchase       33 (Representing 66 Ordinary Shares)      USD 62.83 
---------------------------  --------------  ---------------------------------------  --------------- 
         A ADR USD                Sale         6 (Representing 12 Ordinary Shares)       USD 62.67 
---------------------------  --------------  ---------------------------------------  --------------- 
 
 
 Class of relevant security   Purchase/sale            Number of securities            Price per unit 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD              Purchase      99 (Representing 198 Ordinary Shares)      USD 63.43 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD              Purchase      275 (Representing 550 Ordinary Shares)     USD 63.76 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD                Sale         8 (Representing 16 Ordinary Shares)       USD 63.47 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD                Sale          2 (Representing 4 Ordinary Shares)       USD 63.56 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD                Sale          3 (Representing 6 Ordinary Shares)        USD 63.6 
---------------------------  --------------  ---------------------------------------  --------------- 
         B ADR USD                Sale          1 (Representing 2 Ordinary Shares)       USD 63.69 
---------------------------  --------------  ---------------------------------------  --------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
-------------------------  --------------------  -------------------------  -------------------------  --------------- 
 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money