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SHEL Shell Plc

2,625.00
12.00 (0.46%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Shell Plc LSE:SHEL London Ordinary Share GB00BP6MXD84 ORD EUR0.07
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  12.00 0.46% 2,625.00 2,627.50 2,628.50 2,636.50 2,613.00 2,624.00 11,155,529 16:35:02
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Crude Petroleum & Natural Gs 316.62B 19.36B 2.9804 8.82 170.68B

Pentwater Capital Management LP Form 8.3 - Royal Dutch Shell Plc

20/04/2015 3:28pm

UK Regulatory



 
TIDMRDSB TIDMRDSA 
 
FORM 8.3 
 
           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 
    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
                  Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
(a) Identity of the person whose positions/    Pentwater Capital Management 
dealings are being disclosed:                  LP 
 
(b) Owner or controller of interests and short 
positions disclosed, if different from 1(a): 
 
The naming of nominee or vehicle companies is 
insufficient 
 
(c) Name of offeror/offeree in relation to     Royal Dutch Shell Plc 
whose relevant securities this form relates: 
 
Use a separate form for each offeror/offeree 
 
(d) If an exempt fund manager connected with   N/A 
an offeror/offeree, state this and specify 
identity of offeror/offeree: 
 
(e) Date position held/dealing undertaken:     April 17, 2015 
 
(f) Has the discloser previously disclosed, or Yes- BG Group Plc 
are they today disclosing, under the Code in 
respect of any other party to this offer? 
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a) Interests and short positions in the relevant securities of the offeror or 
offeree to which the disclosure relates following the dealing (if any) 
 
Class of relevant security:                 EUR 0.07 B Ordinary 
 
                              Interests            Short positions 
 
 
                         Number       %          Number         % 
 
(1) Relevant 
securities owned and/ 
or controlled: 
 
(2) Derivatives                               12,219,221      0.50% 
(other than options): 
 
(3) Options and        1,520,000     0.06%     1,520,000      0.06% 
agreements to 
purchase/DEALING: 
 
TOTAL:                 1,520,000     0.06%    13,739,221      0.56% 
 
All interests and all short positions should be disclosed. 
 
Details of any open derivative or option positions, or agreements to purchase 
or sell relevant securities, should be given on a Supplemental Form 8 (Open 
Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other 
executive options) 
 
Class of relevant security in 
relation to which subscription right 
exists: 
 
Details, including nature of the 
rights concerned and relevant 
percentages: 
 
If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a) Purchases and sales 
 
 Class of relevant    Purchase/DEALING         Number of        Price per unit 
     security                              securities 
 
 
(b) Derivatives transactions (other than options) 
 
   Class of       Product       Nature of dealing     Number of     Price per 
   relevant     description                           reference        unit 
   security                  e.g. opening/closing a   securities 
                  e.g. CFD    long/short position, 
                              increasing/reducing a 
                               long/short position 
 
  Ordinary B        TRS      Decreasing a short         43,000      21.20 GBP 
                             position 
 
  Ordinary B        TRS      Increasing a short         160,800     21.52 GBP 
                             position 
 
  Ordinary B        TRS      Increasing a short         150,000     21.20 GBP 
                             position 
 
  Ordinary B        TRS      Increasing a short         43,000      21.11 GBP 
                             position 
 
(c) Options transactions in respect of existing securities 
 
(i) Writing, selling, purchasing or varying 
 
Class of   Product    Writing,   Number of  Exercise   Type     Expiry   Option 
relevant description purchasing, securities  price               date    money 
security  e.g. call   selling,    to which  per unit   e.g.              paid/ 
           option      varying     option            American,          received 
                        etc.      relates            European           per unit 
                                                       etc. 
 
Ordinary Put option  Selling     200,000    20.50    American  5/15/15  0.35 GBP 
B 
 
Ordinary Call option Selling     200,000    21.00    American  5/15/15  0.61 GBP 
B 
 
Ordinary Call option Purchasing  150,000    21.00    American  4/17/15  0.20 GBP 
B 
 
(ii) Exercising 
 
 Class of relevant   Product description      Number of      Exercise price per 
     security                                 securities            unit 
                      e.g. call option 
 
Ordinary B          Call option assigned  (450,000)          20.50 GBP 
 
(d) Other dealings (including subscribing for new securities) 
 
Class of relevant    Nature of dealing          Details       Price per unit 
    security                                                 (if applicable) 
                     e.g. subscription, 
                         conversion 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities of 
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as 
appropriate) for each additional class of relevant security dealt in. 
 
4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: 
 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
(b) Agreements, arrangements or understandings relating to options or 
derivatives 
 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: 
 
(i) the voting rights of any relevant securities under any option; or 
 
(ii) the voting rights or future acquisition or disposal of any relevant 
securities to which any derivative is referenced: 
 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
(c) Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached?           YES 
 
Date of disclosure:                    April 20, 2015 
 
Contact name:                          Neal Nenadovic 
 
Telephone number:                      312-589-6405 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service and must also be emailed to the Takeover Panel at 
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available 
for consultation in relation to the Code's dealing disclosure requirements on 
+44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
 
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL 
                                     ETC. 
 
             Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
Identity of person whose open positions are    Pentwater Capital Management 
being disclosed:                               LP 
 
Name of offeror/offeree in relation to whose   Royal Dutch Shell Plc 
relevant securities the disclosure relates: 
 
2. OPTIONS AND DERIVATIVES 
 
 Class of    Product   Written or  Number of s  Exercise      Type     Expiry 
 relevant  description  purchased   ecurities   price per               date 
 security   e.g. call               to which      unit        e.g. 
             option                 option or              American, 
                                   derivative               European 
                                     relates                  etc. 
 
Ordinary B Call option Written     (405,000)   21.50 GBP   American   5/15/15 
 
Ordinary B Call option Written     (1,115,000) 21.00 GBP   American   5/15/15 
 
Ordinary B Put option  Written     1,320,000   21.00 GBP   American   5/15/15 
 
Ordinary B Put option  Written     200,000     20.50 GBP   American   5/15/15 
 
 
3. AGREEMENTS TO PURCHASE OR SELL ETC. 
 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 
It is not necessary to provide details on a Supplemental Form (Open Positions) 
with regard to contracts for differences ("CFDs") or spread bets. 
 
The currency of all prices and other monetary amounts should be stated. 
 
The Panel's Market Surveillance Unit is available for consultation in relation 
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk . 
 
                                                                              2 
 
 
 
END 
 

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