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TIDMBARC 
 
 

FORM 8.5 (EPT/NON-RI) AMENDMENT 2(a) & 3 (a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a) Name of exempt principal trader:                   BARCLAYS CAPITAL INC 
(b) Name of offeror/offeree in relation to whose       BALL CORPORATION 
relevant securities  this form relates: 
Use a separate form for each offeror/offeree 
(c) Name of the party to the offer with which          REXAM PLC 
exempt principal  trader is connected: 
(d) Date position held/dealing undertaken:             27 March 2015 
For an opening position disclosure, state the latest 
practicable  date prior to the disclosure 
(e) In addition to the company in 1(b) above,          YES: 
is the exempt  principal trader                       REXAM PLC 
making disclosures in respect of 
any other party to  the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of                    ORD 
relevant 
security: 
                            Interests         Short Positions 
                            Number     (%)    Number           (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          5,834      0.00%  1,512            0.00% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            0          0.00%  0                0.00% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  7,700      0.01%  13,000           0.01% 
            to 
            purchase/DEALING: 
(4) 
            TOTAL:          13,534     0.01%  14,512           0.01% 
 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of   Purchase/DEALING  Total number of  Highest price  Lowest price 
relevant                                   per unit       per unit 
security                  securities       paid/received  paid/received 
ORD        Purchase       198,597          69.8900 USD    69.2297 USD 
ORD        Sale           198,599          69.8900 USD    69.26 USD 
 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a  long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, formal or 
informal, relating to relevant securities  which 
may be an inducement to deal or refrain 
from dealing entered  into by the exempt principal 
trader making the disclosure and any 
party to the offer or any person acting in 
concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
exempt principal trader making the disclosure 
and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   YES 
 
 
Date of disclosure:   31 March 2015 
Contact name:         Rajesh Muthanna 
Telephone number:     020 3555 4634 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
SUPPLEMENTAL 
FORM 8 
(OPEN 
POSITIONS) 
DETAILS OF 
OPEN 
OPTION 
AND 
DERIVATIVE 
POSITIONS, 
AGREEMENTS 
TO 
PURCHASE OR 
SELL ETC. 
Note 5(i) 
on Rule 
8 of the 
Takeover Code 
(the "Code") 
1.                   KEY INFORMATION 
Identity             BARCLAYS CAPITAL INC 
of the 
person whose 
positions/dealings 
are 
being 
disclosed: 
Name                 BALL CORPORATION 
of 
offeror/offeree 
in relation 
to whose 
relevant 
securities 
this from 
relates: 
2.                   OPTIONS AND DERIVATIVES 
Class                Product                              Writing,     Number      Exercise  Type      Expiry 
of                   description                          purchasing,  of          price               date 
relevant                                                  selling,     securities  per unit 
security                                                  varying etc  to which 
                                                                       option 
                                                                       relates 
ORD                  Put Options                          Purchased    -200        70.0000   American  15 May 2015 
ORD                  Put Options                          Written      100         60.0000   American  15 May 2015 
ORD                  Put Options                          Written      1,200       65.0000   American  15 May 2015 
ORD                  Put Options                          Written      3,500       70.0000   American  21 Aug 2015 
ORD                  Call Options                         Purchased    100         70.0000   American  17 Apr 2015 
ORD                  Call Options                         Purchased    2,800       75.0000   American  15 May 2015 
ORD                  Call Options                         Written      -2,600      60.0000   American  15 May 2015 
ORD                  Call Options                         Written      -700        70.0000   American  15 May 2015 
ORD                  Call Options                         Written      -3,000      70.0000   American  21 Aug 2015 
ORD                  Call Options                         Written      -3,000      75.0000   American  21 Aug 2015 
ORD                  Call Options                         Written      -3,500      80.0000   American  21 Aug 2015 
3.                   AGREEMENTS TO PURCHASE OR SELL ETC. 
Full details 
should 
be given 
so that the 
nature 
of 
the interest 
or  position 
can be fully 
understood: 
 
 
 
 
 
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