| Date | Time | Source | | | 04/08/2013 | 6:50PM | DJN | SEC Probes Firms Providing Financial Advice to Municipalities
WASHINGTON--U.S. regulators are probing whether securities firms are circumventing rules implemented in the wake of the financial crisis to protect municipalities against potentially biased investment advice, according to people familiar with the matter. At issue is whether banks are attempting to skirt post-crisis rules... More...>> |
| 02/26/2013 | 1:19PM | DJN | STREET MOVES: Baird Adds 5 Advisers From Morgan Stanley, Wells Fargo
By Corrie Driebusch NEW YORK--Baird Private Wealth Management, a unit of Robert W. Baird & Co., has added five veteran financial advisers who collectively manage roughly $500 million in assets. Joseph Lipe and John Lipe have joined Baird in Charlotte, N.C. The father and son team, known as the Lipe Group, had worked... More...>> |
| 10/12/2011 | 4:07PM | DJN | Four New Underwriters Line Up Behind BrightSource IPO
--Barclays Capital, Lazard Capital Markets, Robert W. Baird & Co. and Raymond James & Associates join underwriting consortium --BrightSource filed its IPO plans in April --Department of Energy gave BrightSource a $1.6 billion loan guarantee in April By Christopher Zinsli Of DOW JONES VENTUREWIRE Four new underwriters... More...>> |
| 05/26/2010 | 4:26PM | DJN | Baird Adds Four Advisers, Opens Charlotte N.C. Branch
Robert W. Baird & Co., a Milwaukee-based financial services firm, has hired a team of four financial advisers to serve clients from a wealth-management office in Charlotte, N.C. Joining Baird is the Parrott, Forbes & Floyd Group, which oversees more than $350 million in client assets, the company announced Wednesday... More...>> |
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