Ladenburg Thalmann Financial Services Announces Executive Appointments
January 03 2017 - 8:00AM
Business Wire
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS
PrA) ("Ladenburg"), a publicly-traded diversified financial
services company, today announced a number of executive
appointments.
- Adam Malamed has been named Executive
Vice President and Chief Operating Officer.
- Doreen Griffith has been named Senior
Vice President, Chief Information Officer.
- Carly Maher has been named Senior Vice
President, Enterprise Initiatives.
- Doug Baxley has been named Vice
President, Retirement and Fiduciary Services.
“We are pleased to announce the promotion of these outstanding
executives, in recognition of their valuable leadership roles,”
said Richard Lampen, President and Chief Executive Officer of
Ladenburg. “These appointments reflect our efforts to best position
Ladenburg for continued growth in a time of unprecedented change in
the independent broker-dealer and advisory space.”
Mr. Malamed currently serves as Chief Operating Officer of
Ladenburg and has been appointed as Executive Vice President and
Chief Operating Officer reflecting his executive role at the
company. He has served as Chief Operating Officer since 2012
overseeing growth and operational initiatives and enterprise wide
collaborative projects. Prior to his current role, he spent five
years as the Co-Chief Operating Officer of Ladenburg Thalmann &
Co. Inc.
Ms. Griffith currently serves as the Executive Vice President,
Chief Information Officer of Ladenburg subsidiary Securities
America, and has since overseen the consolidation of Ladenburg’s
independent broker-dealers onto a unified technology platform. She
has been appointed Senior Vice President, Chief Information Officer
at Ladenburg, reflecting her strong enterprise technology
leadership efforts across the organization. Ms. Griffith will
continue to serve in her current position at Securities
America.
Ms. Maher currently serves as Senior Vice President, Products
and Services Management, and has been appointed Senior Vice
President, Enterprise Initiatives. She has built a firm-wide
platform for Ladenburg’s product sponsors and has been a key
participant in a number of the firm’s other strategically important
endeavors. In addition to her current role, she will oversee
advisor conferences, travel, procurement, subsidiary business
planning, branding and marketing.
Mr. Baxley currently serves as the head of advisory compliance
at Ladenburg subsidiary Securities Services Network (SSN), and has
been named Vice President, Retirement and Fiduciary Services at
Ladenburg, reflecting his expertise and knowledge of the advisory
space and ERISA plans. He has served as the Chair of the Ladenburg
DOL Task Force, and has led the DOL compliance and educational
efforts at all of Ladenburg’s independent broker-dealers. He will
continue his efforts with respect to DOL compliance efforts and
assume responsibility, along with others, in building out an
enterprise platform to support advisors who specialize in the small
ERISA retirement plan area. Mr. Baxley will transition out of his
current responsibilities at SSN in early 2017.
About Ladenburg
Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS, LTS
PrA) is a publicly-traded diversified financial services company
based in Miami, Florida. Ladenburg’s subsidiaries include
industry-leading independent broker-dealer firms Securities
America, Inc., Triad Advisors, Inc., Securities Service Network,
Inc., Investacorp, Inc. and KMS Financial Services, Inc., as well
as Premier Trust, Inc., Ladenburg Thalmann Asset Management Inc.,
Highland Capital Brokerage, Inc., a leading independent life
insurance brokerage company, and Ladenburg Thalmann & Co. Inc.,
an investment bank which has been a member of the New York Stock
Exchange for over 135 years. The company is committed to investing
in the growth of its subsidiaries while respecting and maintaining
their individual business identities, cultures, and leadership. For
more information, please visit www.ladenburg.com.
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